Research & Portfolio Management
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Overview
Research & Portfolio Management is a financial advisor company based in Ft Mitchell, Kentucky. The company manages $105.4 million in assets over 480 client accounts, placing it in the mid-tier of firms in the country by assets under management (AUM). The firm has a small group, including 3 financial advisors. Research & Portfolio Management is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are tradable financial assets such as stocks, options and bonds.
Research & Portfolio Management oversees 475 of the company's client assets in a discretionary manner. Discretionary management signifies that a portfolio manager has the discretion to make transaction decisions without requiring the customer's permission. It also has five non-discretionary accounts totaling $8.0 million in AUM. The advisory firm's typical account size is $219,616. The typical financial advisor at Research & Portfolio Management oversees around 160 client accounts.
The company's headquarters is at 634 Buttermilk Pike, Ft Mitchell, Kentucky 41017-1302. The company is legally permitted to serve investors across 2 states, including Kentucky and Ohio.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Research & Portfolio Management by the Numbers
$105.4 million
4
480
$219.6 thousand
Fee Structure
Fees charged by financial advisors vary depending on the type of services provided. However, fees billed by Research & Portfolio Management may include some combination of the following fee structures: asset-based or commission-based. Research & Portfolio Management does not provide a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
-
Offered by 1% of firms
Commissions
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm caters to retail investors and high net worth investors. Out of its 480 accounts, Research & Portfolio Management's largest client group by number of accounts is retail investors, although it also serves 65 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 28.38%
- Other Individuals - 71.62%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Research & Portfolio Management does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Research & Portfolio Management
Ft Mitchell, KY
Ft Mitchell, KY
Ft Mitchell, KY
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