Clark & Stuart Inc
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Overview
Clark & Stuart Inc is a financial advisory firm that has its headquarters in Portland, Maine. It oversees $170.1 million in total assets throughout 178 client accounts, making it a mid-tier firm in the United States by assets under management (AUM). It has a small group, including 2 financial advisors. Clark & Stuart Inc does not act as a registered broker-dealer, signifying that it is not able to buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer company to do so. Securities are exchangable financial investments such as equities, options and bonds.
Clark & Stuart Inc oversees all of the firm's client assets on a discretionary basis. Discretionary management signifies that an investment advisor has the discretion to make buy and sell decisions for the client's account without requiring client approval. Clark & Stuart Inc's typical account size is $955,600. The average advisor at Clark & Stuart Inc oversees about 89 client accounts.
The firm's headquarters is located at 1945 Congress Street Building A, Portland, Maine 4102. Clark & Stuart Inc is registered to serve customers throughout 6 states, including Connecticut, Florida, Maine, Massachusetts, New Hampshire and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Clark & Stuart Inc by the Numbers
$170.1 million
2
178
$955.6 thousand
Fee Structure
Fees charged by financial advisors depend on which services the firm provides the client. Fees charged by the firm typically consist of the following fee type: asset-based. The firm does not provide a wrap fee program, in which the firm offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm caters to high net worth investors and charitable organizations. Out of its 178 customers, Clark & Stuart Inc's biggest client type is high net worth investors, although it also serves 176 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 98.88%
- Other Individuals - 0%
- Corporations - 0%
- Charitable Organizations - 1.12%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Clark & Stuart Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Clark & Stuart Inc
Portland, ME
Storrs Mansfield, CT
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