D.F. Dent And Company, Inc

CRD#105179
Investment Advisor Firm

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Learn more about D.F. Dent And Company, Inc

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    D.F. Dent And Company, Inc is located at 400 East Pratt Street, 7th Floor, Baltimore, MD. The firm employs 16 financial advisors to manage client portfolios and provide financial guidance. D.F. Dent And Company, Inc is not a registered broker-dealer.

    D.F. Dent And Company, Inc oversees $8.1 billion in assets under management across 1,339 accounts, all of which are discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The firm caters to a diverse range of investors, including retail investors, high net worth investors, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, and corporations. The fee structure at D.F. Dent And Company, Inc is asset-based. High net worth investors represent the largest client type by accounts, with 975 high net worth clients.

    D.F. Dent And Company, Inc is registered in the states of California, Colorado, Connecticut, District of Columbia, Florida, Illinois, Iowa, Louisiana, Maryland, Massachusetts, Michigan, Missouri, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Texas, Vermont, Virginia, and Wisconsin.

    Assets Under Management

    $8.1 billion

    Number of Advisors

    16

    Disclosures

    No

    Office Location

    400 East Pratt Street, 7Th Floor
    Baltimore, MD 21202-3127

    D.F. Dent And Company, Inc by the Numbers

    Total Assets Under Management

    $8.1 billion

    National Average: $8.6 billion
    Total Number of Employees

    31

    National Average: 64
    Total Number of Accounts

    1,339

    National Average: 375,227
    Average Account Size

    $6.1 million

    National Average: $23.0 thousand
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    Fee Structure

    Financial advisory fees usually depend on the type of financial services offered. Fees billed by D.F. Dent And Company, Inc typically consist of the following fee type: asset-based.Wrap fee programs, or the practice of bundling services for a single fee, are provided by D.F. Dent And Company, Inc.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company manages money for a broad range of clients. It caters to retail investors, high net worth investors, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, corporations, and other. Out of its 9 clients, D.F. Dent And Company, Inc's biggest client group by number of accounts is high net worth investors, although it also manages money for 975 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of more than $1,50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 71.8%
    • Other Individuals - 10.6%
    • Corporations - 10.75%
    • Charitable Organizations - 6.85%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    D.F. Dent And Company, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at D.F. Dent And Company, Inc

    Christina Walters
    Baltimore, MD
    Noelle Savage
    Baltimore, MD
    Gary Mitchell
    Baltimore, MD
    Michael Morrill
    Baltimore, MD
    Matthew Dent
    Baltimore, MD
    Linda Mccleary
    Baltimore, MD
    Thomas O'Neil
    Baltimore, MD
    Daniel Dent
    Baltimore, MD

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