Equitycompass Investment Management, LLC
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Overview
Equitycompass Investment Management, LLC operates as an advisory company headquartered in Baltimore, Maryland. It has $184.1 million in total assets across 111 customer accounts, placing it in the mid-tier of firms in the United States by assets under management (AUM). It has a small team, including 11 financial advisors. Equitycompass Investment Management, LLC does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer firm to do so. Securities are tradable financial assets such as options, bonds and stocks.
Equitycompass Investment Management, LLC administers all of its client assets in a discretionary manner. Discretionary management means that buy and sell choices for the client's account are made by an investment advisor without requiring the customer's permission. Equitycompass Investment Management, LLC's average account size is $1.7 million. An average advisor at Equitycompass Investment Management, LLC administers around 10 client accounts, placing it among the more personalized advisor firms in the country.
Equitycompass Investment Management, LLC's central office is located at One South Street, Baltimore, Maryland 21202. The firm is permitted to serve clients throughout 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Equitycompass Investment Management, LLC by the Numbers
$184.1 million
16
111
$1.7 million
Fee Structure
Fees charged by financial advisors usually depend on the type of services offered. Fees billed by Equitycompass Investment Management, LLC typically consist of the following fee type: asset-based. The firm does participate in a wrap fee program, in which the company offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm provides services to retail investors, high net worth investors and investment companies. Out of its 111 accounts, Equitycompass Investment Management, LLC's largest client type by number of accounts is retail investors, though it also manages money for eight high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 7.21%
- Other Individuals - 91.89%
- Corporations - 0.9%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Equitycompass Investment Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Equitycompass Investment Management, LLC
Vero Beach, FL
Baltimore, MD
Baltimore, MD
Boston, MA
Baltimore, MD
Baltimore, MD
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