Institutional Shareholder Services Inc

CRD#111940
Investment Advisor Firm

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Learn more about Institutional Shareholder Services Inc

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Institutional Shareholder Services Inc is located at 702 King Farm Blvd., Rockville, MD. The firm employs 1,650 financial advisors to manage client portfolios and provide financial guidance. Institutional Shareholder Services Inc is not a registered broker-dealer.

    Institutional Shareholder Services Inc offers pension consulting services, publication of newsletters, security rating services, and other services. The firm operates on a fixed and other fee structure. The types of investors served include banking institutions, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, other investment advisers, insurance companies, sovereign wealth funds, corporations, and others. The largest client type by accounts is other investment advisers. The firm maintains affiliations with a pension consultant.

    Institutional Shareholder Services Inc is registered in the states of California, District of Columbia, Maryland, Massachusetts, New York, and Oklahoma.

    Number of Advisors

    1,650

    Disclosures

    No

    Office Location

    702 King Farm Blvd.
    Rockville, MD 20850

    Institutional Shareholder Services Inc by the Numbers

    Total Number of Employees

    3,600

    National Average: 64
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    Products and Services

    Institutional Shareholder Services Inc offers a variety of services, including pension consulting services, publication of newsletters, security rating services, and other services. However, Institutional Shareholder Services Inc did not provide any of its customers with financial planning services in the prior financial year. It is involved in selling products or offering services aside from investment advice to its clients.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Offered by 3% of firms

      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial advice largely vary depending on the type of services provided. Fees billed by Institutional Shareholder Services Inc most likely include some combination of the following fee types: fixed or other.

    Available

    • Offered by 0% of firms

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 69% of firms that offer this fee type

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

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    Types of Clients

    The firm manages money for a number of different investors. It works with banking institutions, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, other investment advisers, insurance companies, sovereign wealth funds, corporations, and other. Out of its 11 clients, Institutional Shareholder Services Inc's biggest client group by number of accounts is .

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 96.15%
    • Charitable Organizations - 3.85%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Institutional Shareholder Services Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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