Planmember Securities Corporation
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Overview
Planmember Securities Corporation is located at 6187 Carpinteria Avenue, Carpinteria, CA. The firm employs 427 financial advisors to manage client portfolios and provide financial guidance. Planmember Securities Corporation is a registered broker-dealer.
Planmember Securities Corporation oversees $8.3 billion in assets under management across 69,347 accounts, all of which are discretionary. Over the past year, the firm has provided financial planning services to between 101 and 250 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The firm caters to retail investors, high net worth investors, pension plans, charitable organizations, and corporations, with retail investors being the largest client type by accounts. The fee structure at Planmember Securities Corporation includes asset-based, hourly, fixed, and commission-based fees. The firm has 392 high net worth clients.
Planmember Securities Corporation is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming, Oregon, District of Columbia, and Kentucky.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Planmember Securities Corporation by the Numbers
$8.3 billion
427
69,347
$119.3 thousand
Products and Services
Planmember Securities Corporation offers a variety of services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. In the prior financial year, Planmember Securities Corporation provided 101-250 of its customers with financial planning services. The Company does sell products or offer services other than investment advice to its clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management largely vary depending on the services offered. Fees billed by Planmember Securities Corporation can include some blend of the following fee structures: asset-based, hourly, fixed, or commission-based. Wrap fee programs, or the practice of bundling services for a single fee, are provided by Planmember Securities Corporation.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 1% of firms
Commissions
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company manages money for a broad range of customers. It provides services to retail investors, high net worth investors, pension plans, charitable organizations, and corporations. Out of its 5 clients, Planmember Securities Corporation's biggest client type by number of accounts is retail investors, though it also serves 392 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of at least $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 0.58%
- Other Individuals - 99.09%
- Corporations - 0.22%
- Charitable Organizations - 0.12%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Planmember Securities Corporation does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Planmember Securities Corporation
Carpinteria, CA
Carpinteria, CA
Farmingville, NY
Carpinteria, CA
Akron, OH
Carpinteria, CA
Carpinteria, CA
Grandville, MI
Carpinteria, CA
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The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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