Alta Wealth Advisors LLC
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Overview
Alta Wealth Advisors LLC operates as an advisory company based in Woburn, Massachusetts. It administers $308.7 million in total assets over 954 accounts, making it a mid-tier firm in the nation by assets under management (AUM). The company has a small team, including 5 financial advisors. Alta Wealth Advisors LLC is not a registered broker-dealer, meaning the company cannot buy and sell securities for its accounts and those of its clients and instead must go through a broker-dealer firm to do so. Securities are exchangable financial investments like equities, options and bonds.
Alta Wealth Advisors LLC manages most of its client assets in a discretionary manner. Discretionary management is a structure in which transaction judgments are made by an investment advisor without needing the client's authorization. Alta Wealth Advisors LLC also manages three non-discretionary accounts totaling $5.0 million in AUM. The investment advisory firm's typical account size is $323,591. The typical advisor at Alta Wealth Advisors LLC administers about 191 client accounts.
Alta Wealth Advisors LLC's headquarters is located at 400 Tradecenter, Suite 4810, Woburn, Massachusetts 1801. It is legally allowed to serve clients across a few states, including Connecticut, Florida, Massachusetts, New Hampshire and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Alta Wealth Advisors LLC by the Numbers
$308.7 million
5
954
$323.6 thousand
Products and Services
Alta Wealth Advisors LLC offers a number of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. In the prior fiscal year, the firm provided financial planning services to 519 of its accounts. It does not sell products or offer services aside from investment advice to its investment advisory clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees typically are based on which service is offered. Fees charged by the company can be comprised of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are offered by Alta Wealth Advisors LLC.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company provides services to retail investors, high net worth investors, pension plans and corporations. Out of its 954 clients, Alta Wealth Advisors LLC's largest client group is retail investors, though it also caters to 154 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 29.67%
- Other Individuals - 69.36%
- Corporations - 0.96%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Alta Wealth Advisors LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Alta Wealth Advisors LLC
Woburn, MA
Woburn, MA
Woburn, MA
Woburn, MA
Woburn, MA
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