Flax Pond Capital, LLC
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Overview
Flax Pond Capital, LLC is a financial advisory firm based in Falmouth, Massachusetts. It has a small team, including 2 financial advisors. Flax Pond Capital, LLC is not a registered broker-dealer, meaning it cannot buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer company to do so. Securities are exchangable financial assets like options, stocks and bonds.
The firm's central office is located at 205 Worcester Court, Falmouth, Massachusetts 2540. It is legally permitted to provide services to investors across a number of states, including California, Massachusetts, Nebraska and Pennsylvania.
Number of Advisors
Disclosures
Office Location
Flax Pond Capital, LLC by the Numbers
4
Products and Services
Services that Flax Pond Capital, LLC provides include financial planning services and portfolio management for individuals and small businesses. However, it did not provide financial planning services to any of its accounts in the previous financial year. The company does not sell products or offer services other than investment advice to its investment advisory customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management typically are based on which service is provided. Fees billed by Flax Pond Capital, LLC likely include the following fee structures: asset-based or hourly. Flax Pond Capital, LLC does not participate in a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Disclosures
Flax Pond Capital, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Flax Pond Capital, LLC
Falmouth, MA
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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