Gwn Securities Inc
Answer a few questions and
get matched with an advisor.
Learn more about Gwn Securities Inc
Overview
Gwn Securities Inc is an advisory firm based in Palm Beach Gardens, Florida. Gwn Securities Inc oversees $3.1 billion in total assets over 54,640 customer accounts, placing it among the biggest financial advisory firms in the United States by assets under management (AUM). Gwn Securities Inc has a large group, including 446 financial advisors. Gwn Securities Inc is not a registered broker-dealer, meaning it is not able to buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer firm to do so. Securities are exchangable financial assets such as stocks, bonds and options.
Gwn Securities Inc administers all of the company's accounts on a discretionary basis. Discretionary management is a structure in which buy and sell choices are made by an investment advisor without needing to seek the client's consent. The firm's average account size is $57,525. An average advisor at Gwn Securities Inc manages about 123 client accounts.
The company's headquarters is located at 11440 North Jog Road, Palm Beach Gardens, Florida 33418-3764. Gwn Securities Inc is legally registered to provide services to customers across 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Gwn Securities Inc by the Numbers

$3.1 billion

759

54,640

$57.5 thousand
Products and Services
Gwn Securities Inc provides multiple services, which can include financial planning services, portfolio management for individuals and small businesses, selection of other advisers and market timing services. In the prior fiscal year, the firm provided financial planning services to 26-50 of its customers. The company is involved in selling products or offering services aside from investment advisory services to its customers. It also has a number of financial industry affiliations, including with a broker-dealer or securities dealer and insurance company or agency.
Core Advisor Services
-
Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
-
Offered by 47% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
-
Offered by 0% of firms
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
-
Offered by 21% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
-
Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
-
Find a firm that offers this service
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors typically vary depending on which services the firm provides the client. However, fee types billed by Gwn Securities Inc likely are comprised of any blend of the following fee types: asset-based, hourly, fixed or other. The firm does not participate in a wrap fee program, in which the company offers a service bundle for a single fee.
Available
-
Offered by 70% of firms
Percentage of Assets
-
Offered by 21% of firms
Hourly
-
Offered by 33% of firms
Fixed
-
Offered by 10% of firms
Other
Unavailable
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
Types of Clients
The firm provides services to retail investors, high net worth investors and corporations. Out of its 54,640 clients, Gwn Securities Inc's biggest client type by number of accounts is retail investors, though it also manages money for 136 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 0.25%
- Other Individuals - 99.69%
- Corporations - 0.06%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Gwn Securities Inc does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
Financial Advisors at Gwn Securities Inc
Palm Beach Gardens, FL
Palm Beach Gardens, FL
Los Angeles, CA
Palm Beach Gardens, FL
Palm Beach Gardens, FL
Matthews, NC
Palm Beach Gardens, FL
Palm Beach Gardens, FL
Basking Ridge, NJ
Not sure which advisor is right for you? Use our matching tool
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Click here to find your advisor matches today
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.