M Holdings Securities, Inc
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Overview
M Holdings Securities, Inc is located at 1125 N.W. Couch Street, Portland, OR. The firm employs 234 financial advisors to manage client portfolios and provide financial guidance. M Holdings Securities, Inc is a registered broker-dealer.
M Holdings Securities, Inc oversees $4.5 billion in assets under management across 9,871 accounts, of which 5,755 are discretionary and 4,116 are non-discretionary. Over the past year, the firm has provided financial planning services to between 51 and 100 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars. The firm caters to retail investors, high net worth investors, pension plans, and corporations, with retail investors being the largest client type by accounts. The fee structure at M Holdings Securities, Inc includes asset-based, hourly, and fixed fees. The firm has 1,484 high net worth clients and maintains affiliations with a broker-dealer or securities dealer and an insurance company or agency.
M Holdings Securities, Inc is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Assets Under Management
Number of Advisors
Disclosures
Office Location
M Holdings Securities, Inc by the Numbers
$4.5 billion
706
9,871
$457.3 thousand
Products and Services
M Holdings Securities, Inc offers a variety of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars. In the past financial year, M Holdings Securities, Inc provided financial planning services to 51-100 of its accounts. The Firm is involved in selling products or offering services different than investment advice to its clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees usually vary depending on which service is provided. Fees billed by M Holdings Securities, Inc can include some blend of the following fee types: asset-based, hourly, or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are offered by M Holdings Securities, Inc.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm works with retail investors, high net worth investors, pension plans, and corporations. Out of its 4 clients, M Holdings Securities, Inc's biggest client type by number of accounts is high net worth investors, but it also caters to 1484 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of more than $1,50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 15.03%
- Other Individuals - 83.6%
- Corporations - 1.37%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
M Holdings Securities, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at M Holdings Securities, Inc
Knoxville, TN
El Paso, TX
Newtown, PA
Portland, OR
Dallas, TX
Portland, OR
Portland, OR
Portland, OR
Detroit, MI
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