Mml Investment Advisers, LLC
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Overview
Mml Investment Advisers, LLC operates as a financial advisor firm located in Springfield, Massachusetts. The company handles $43.6 billion in total assets throughout 109 accounts, placing it among the largest financial advisory firms in the nation by assets under management (AUM). The company has a small team, including 18 financial advisors. Mml Investment Advisers, LLC does not act as a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are tradable financial assets like bonds, stocks and options.
Mml Investment Advisers, LLC oversees all of its client assets on a discretionary basis. Discretionary management means that an investment advisor has the discretion to make transaction choices for the client's account without requiring client consent. Mml Investment Advisers, LLC's typical account size is $400.2 million. The average financial advisor at Mml Investment Advisers, LLC administers about six client accounts, placing it among the more individualized advisor firms in the country.
Mml Investment Advisers, LLC's central office is at 1295 State Street, Springfield, Massachusetts 01111-0001. It is allowed to provide services to investors in the state of Massachusetts.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Mml Investment Advisers, LLC by the Numbers
$43.6 billion
25
109
$400.2 million
Products and Services
Financial services provided by Mml Investment Advisers, LLC include portfolio management for investment companies and selection of other advisers. It is engaged in selling products or offering services aside from investment advice to its clients. It is affiliated with one or more other service providers in the financial services industry, including with a broker-dealer or securities dealer, banking or thrift institution, trust company, insurance company or agency, pension consultant and commodity pool advisor.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors usually are based on the type of financial services provided. Fee types billed by the company most likely are comprised of some combination of the following fee types: asset-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 10% of firms
Other
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
Types of Clients
It works with banking institutions, investment companies and pooled investment vehicles. Out of its 109 clients, Mml Investment Advisers, LLC's largest client type is investment companies. None of the company's clients are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Mml Investment Advisers, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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