Ouellette Wealth Advisory LLC
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Overview
Ouellette Wealth Advisory LLC is an advisory firm based in Lexington, Massachusetts. The firm administers $148.7 million in assets throughout 612 client accounts, making it a mid-tier firm in the United States by assets under management (AUM). The company has a small group, including 2 financial advisors. Ouellette Wealth Advisory LLC does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer company to do so. Securities are defined as tradable fiscal assets such as bonds, options and stocks.
Ouellette Wealth Advisory LLC manages zero of its accounts in a discretionary manner. Discretionary management means that transaction judgments are made by a portfolio manager without requiring client authorization. The company also has 612 non-discretionary accounts with a total of $148.7 million in assets under management. Ouellette Wealth Advisory LLC supervises about $243,041 for each account. An average financial advisor at Ouellette Wealth Advisory LLC administers about 306 client accounts.
The company's headquarters is at 35 Bedford St, Lexington, Massachusetts 2420. Ouellette Wealth Advisory LLC is allowed to provide services to investors throughout a number of states, including California, Florida, Maine, Massachusetts, New Hampshire and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Ouellette Wealth Advisory LLC by the Numbers
$148.7 million
6
612
$243.0 thousand
Products and Services
Services that Ouellette Wealth Advisory LLC offers can include financial planning services and portfolio management for individuals and small businesses. However, the firm did not provide financial planning services to any of its clients in the prior fiscal year. Ouellette Wealth Advisory LLC is engaged in selling products or offering services apart from investment advice to its clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees largely depend on which services are offered. Fee types charged by Ouellette Wealth Advisory LLC likely are comprised of some combination of the following fee structures: asset-based, hourly or fixed. Ouellette Wealth Advisory LLC does not participate in a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm provides services to retail investors and high net worth investors. Out of its 612 accounts, Ouellette Wealth Advisory LLC's biggest client group by number of accounts is retail investors, although it also manages money for 67 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers reside abroad.
- High-Net-Worth Individuals* - 34.9%
- Other Individuals - 65.1%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Ouellette Wealth Advisory LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Ouellette Wealth Advisory LLC
Lexington, MA
Lexington, MA
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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