Polen Capital Credit, LLC

CRD#108468
Investment Advisor Firm

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Learn more about Polen Capital Credit, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Polen Capital Credit, LLC is located at 1075 Main Street, Waltham, MA. The firm employs 22 financial advisors to manage client portfolios and provide financial guidance. Polen Capital Credit, LLC is not a registered broker-dealer.

    Polen Capital Credit, LLC oversees $7.4 billion in assets under management across 48 accounts, all of which are discretionary. The services offered include portfolio management for investment companies, pooled investment vehicles, and institutional clients. The firm caters to a diverse range of investors, including investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, other investment advisers, sovereign wealth funds, and corporations. The fee structure at Polen Capital Credit, LLC includes asset-based, fixed, and performance-based fees. The largest client type by accounts is pooled investment vehicles.

    Polen Capital Credit, LLC is registered in the states of Delaware and Massachusetts.

    Assets Under Management

    $7.4 billion

    Number of Advisors

    22

    Disclosures

    No

    Office Location

    1075 Main Street
    Waltham, MA 02451

    Polen Capital Credit, LLC by the Numbers

    Total Assets Under Management

    $7.4 billion

    National Average: $8.6 billion
    Total Number of Employees

    52

    National Average: 64
    Total Number of Accounts

    48

    National Average: 375,227
    Average Account Size

    $155.1 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees charged by financial advisors largely depend on the type of services provided. Fees billed by Polen Capital Credit, LLC most likely consist of any blend of the following fee types: asset-based, fixed, or performance-based.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm does business with a number of different investors. The firm caters to investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, other investment advisers, sovereign wealth funds, and corporations. Out of its 8 clients, Polen Capital Credit, LLC's biggest client type by number of accounts is pension plans.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 95.12%
    • Charitable Organizations - 4.88%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Polen Capital Credit, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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