Robert A. Zock & Co.,Inc
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Overview
Robert A. Zock & Co.,Inc operates as an advisory company headquartered in Warner, New Hampshire. The company administers $140.2 million in assets under management throughout 105 customer accounts, placing it in the mid-tier of investment advisory firms in the country by assets under management (AUM). It has a small group, including 2 financial advisors. Robert A. Zock & Co.,Inc does not act as a registered broker-dealer, signifying that it cannot buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are tradable financial investments like stocks, options and bonds.
Robert A. Zock & Co.,Inc manages more than half of the firm's accounts in a discretionary manner. Discretionary management is a structure in which transaction judgments are made by an investment advisor without needing client approval. The firm also manages four non-discretionary accounts totaling $1.3 million in assets. The company supervises an average of $1.3 million in assets for each account. An average financial advisor at Robert A. Zock & Co.,Inc administers around 53 client accounts, placing it towards the middle in terms of personalization.
The firm's headquarters is located at 98 Birch Hill Road, Warner, New Hampshire 3278. The firm is allowed to provide services to clients across a few states, including Massachusetts and New Hampshire.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Robert A. Zock & Co.,Inc by the Numbers
$140.2 million
2
105
$1.3 million
Fee Structure
Fees charged by financial advisors typically depend on which services are offered. Fees charged by the firm may include the following fee structures: asset-based or hourly. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 21% of firms
Hourly
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm caters to retail investors and high net worth investors. Out of its 105 clients, Robert A. Zock & Co.,Inc's biggest client group is high net worth investors, although it also caters to 85 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 84.16%
- Other Individuals - 15.84%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Robert A. Zock & Co.,Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Robert A. Zock & Co.,Inc
Boston, MA
Boston, MA
Boston, MA
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