The Putnam Advisory Company, LLC

CRD#106631
Investment Advisor Firm

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Learn more about The Putnam Advisory Company, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    The Putnam Advisory Company, LLC is located at 100 Federal St, Boston, MA. The firm employs 6 financial advisors. The Putnam Advisory Company, LLC is not a registered broker-dealer.

    The firm manages $41.5 billion in assets under management across 135 accounts, with 108 discretionary accounts and 27 non-discretionary accounts. Services offered include portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The firm works with investment companies, pooled investment vehicles, pension plans, insurance companies, and other types of investors. The fee structure includes asset-based and performance-based fees. The largest client type by accounts is categorized as other. The firm maintains affiliations with a broker-dealer or securities dealer, a trust company, and a commodity pool advisor.

    The Putnam Advisory Company, LLC is registered in the states of Arizona, Louisiana, Massachusetts, Nebraska, Washington, Texas, and New Hampshire.

    Assets Under Management

    $41.5 billion

    Number of Advisors

    6

    Disclosures

    No

    Office Location

    100 Federal St
    Boston, MA 02110

    The Putnam Advisory Company, LLC by the Numbers

    Total Assets Under Management

    $41.5 billion

    National Average: $8.6 billion
    Total Number of Employees

    7

    National Average: 64
    Total Number of Accounts

    135

    National Average: 375,227
    Average Account Size

    $307.2 million

    National Average: $23.0 thousand
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    Fee Structure

    Fiancial advisory fees typically are based on which service is provided. Fees charged by The Putnam Advisory Company, LLC can consist of some combination of the following fee types: asset-based and performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company. The firm is able to withdraw its fees directly from client funds.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    The company works with a broad range of customers. The company provides services to investment companies, pooled investment vehicles, pension plans, insurance companies, and other. Out of its 135 clients, The Putnam Advisory Company, LLC's largest client type by number of accounts is other. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of more than $1.50 million or who is a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    The Putnam Advisory Company, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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