Whale Rock Capital Management

CRD#140746
Investment Advisor Firm

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Learn more about Whale Rock Capital Management

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Whale Rock Capital Management is a financial advisory firm located in Boston, Massachusetts. Whale Rock Capital Management has $8.0 billion in total assets across 14 accounts, making it one of the largest financial advisory firms in the nation by assets under management (AUM). The company has a small group, including 13 financial advisors. Whale Rock Capital Management does not act as a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer company to do so. Securities are defined as exchangable fiscal investments like bonds, options and equities.

    Whale Rock Capital Management administers all of the company's accounts on a discretionary basis. Discretionary management is a structure in which a portfolio manager makes transaction choices without needing to seek the client's approval. The firm supervises about $568.3 million in assets for each client account. An average financial advisor at Whale Rock Capital Management administers around one client account, placing it among the most personalized financial advisor firms in the country.

    Whale Rock Capital Management's central office is at Two International Place, Boston, Massachusetts 2110. The firm is registered to serve clients in the state of Massachusetts.

    Assets Under Management

    $8.0 billion

    Number of Advisors

    13

    Disclosures

    No

    Office Location

    Two International Place
    Boston, MA 02110

    Whale Rock Capital Management by the Numbers

    Total Assets Under Management

    $8.0 billion

    National Average: $8.6 billion
    Total Number of Employees

    34

    National Average: 64
    Total Number of Accounts

    14

    National Average: 375,227
    Average Account Size

    $568.3 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees charged by financial advisors depend on which services the firm provides the client. Fees billed by the firm likely consist of some blend of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    Whale Rock Capital Management caters to pooled investment vehicles. Out of its 14 customers, Whale Rock Capital Management's biggest client group by number of accounts is pooled investment vehicles. Around 57% of its clients reside abroad.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Whale Rock Capital Management does not have any disclosures.

    Please visit its Form ADV for more details.

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