Windrose Advisors LLC
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Overview
Windrose Advisors LLC operates as a financial advisory firm based in Waltham, Massachusetts. Windrose Advisors LLC controls $2.4 billion in assets across 137 client accounts, making it one of the biggest financial advisory firms in the nation by assets under management (AUM). The company has a small group, including 5 financial advisors. Windrose Advisors LLC is not a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer company to do so. Securities are exchangable fiscal investments such as options, bonds and stocks.
Windrose Advisors LLC oversees 11 of the firm's accounts on a discretionary basis. Discretionary management is a structure in which buy and sell decisions are made by an investment advisor without needing to seek the client's authorization. The company also administers 126 non-discretionary accounts with a total of $1.6 billion in AUM. The investment advisory firm's average account size is $17.3 million. The average advisor at Windrose Advisors LLC administers about 27 client accounts, placing it towards the middle in terms of personalization.
Windrose Advisors LLC's central office is located at Watermill Center, Waltham, Massachusetts 2453. It is legally registered to provide services to clients across a number of states, including California, Florida, Massachusetts and Illinois.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Windrose Advisors LLC by the Numbers
$2.4 billion
20
137
$17.3 million
Products and Services
Windrose Advisors LLC provides a variety of financial services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. In the past financial year, it provided financial planning services to 26-50 of its clients. Windrose Advisors LLC is not involved in selling products or offering services apart from investment advisory services to its investment advisory clients. The company is affiliated with a number of other service providers in the financial services industry, including with an accountant or accounting firm.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors typically vary depending on which service is offered. However, fee types billed by Windrose Advisors LLC most likely consist of the following fee types: asset-based or performance-based. The firm does not participate in a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It provides services to high net worth investors, pooled investment vehicles and charitable organizations. Out of its 137 clients, Windrose Advisors LLC's largest client type is high net worth investors, though it also manages money for 61 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers reside abroad.
- High-Net-Worth Individuals* - 49.59%
- Other Individuals - 0%
- Corporations - 44.72%
- Charitable Organizations - 5.69%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Windrose Advisors LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Windrose Advisors LLC
Waltham, MA
Waltham, MA
Waltham, MA
Waltham, MA
Waltham, MA
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