Centaurus Financial, Inc
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Overview
Centaurus Financial, Inc is a financial advisory firm that has its headquarters in Anaheim, California. It oversees $4.6 billion in assets across 32,255 client accounts, placing it among the largest investment advisory firms in the country by assets under management (AUM). Centaurus Financial, Inc has a large team, including 447 financial advisors. Centaurus Financial, Inc is not a registered broker-dealer, meaning the company is not able to buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer company to do so. Securities are defined as exchangable fiscal investments such as stocks, options and bonds.
Centaurus Financial, Inc administers some of the firm's client assets in a discretionary manner. Discretionary management is a structure in which transaction judgments are made by a portfolio manager without needing client consent. It also oversees 23,742 non-discretionary accounts with a total of $2.8 billion in assets. The firm manages about $141,501 for each customer account. The typical advisor at Centaurus Financial, Inc manages about 72 client accounts, placing it towards the middle in terms of personalization.
The company's headquarters is located at 2300 East Katella Ave, Anaheim, California 92806. The firm is registered to provide services to customers throughout 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Centaurus Financial, Inc by the Numbers
$4.6 billion
616
32,255
$141.5 thousand
Products and Services
Centaurus Financial, Inc provides a variety of services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, market timing services and educational seminars. In the last financial year, the firm provided 500 of its clients with financial planning services. The firm does sell products or offer services aside from investment advice to its clients. The company also has a number of financial industry affiliations, including with a broker-dealer or securities dealer, accountant or accounting firm, lawyer or law firm, insurance company or agency, pension consultant and real estate broker or dealer.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Offered by 0% of firms
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management typically depend on which service is offered. Fee types billed by the firm can include some combination of the following fee types: asset-based, hourly or fixed. Centaurus Financial, Inc participates in a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
It caters to retail investors, high net worth investors and corporations. Out of its 32,255 accounts, Centaurus Financial, Inc's biggest client is retail investors, although it also caters to 311 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients are non-U.S. persons.
- High-Net-Worth Individuals* - 0.96%
- Other Individuals - 98.79%
- Corporations - 0.24%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Centaurus Financial, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Centaurus Financial, Inc
Lewisville, TX
Norwood, MA
Tomball, TX
Milford, PA
Union City, TN
Shelton, CT
Anaheim, CA
Anaheim, CA
North Hills, CA
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