Gwn Securities Inc

CRD#128929
Investment Advisor Firm

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Overview

Gwn Securities Inc is located at 11440 North Jog Road, Palm Beach Gardens, FL. The firm employs 455 financial advisors to manage client portfolios and provide financial guidance. Gwn Securities Inc is a registered broker-dealer.

Gwn Securities Inc oversees $3.1 billion in assets under management across 62,656 accounts, all of which are discretionary. Over the past year, the firm has provided financial planning services to between 26 and 50 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and market timing services. The firm caters to retail investors, high net worth investors, and corporations, with retail investors being the largest client type by accounts. The fee structure at Gwn Securities Inc includes asset-based, hourly, fixed, and other fees. The firm has 1,216 high net worth clients and maintains affiliations with a broker-dealer or securities dealer and an insurance company or agency.

Gwn Securities Inc is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Assets Under Management

$3.1 billion

Number of Advisors

455

Disclosures

No

Office Location

11440 North Jog Road
Palm Beach Gardens, FL 33418-3764

Gwn Securities Inc by the Numbers

Total Assets Under Management

$3.1 billion

National Average: $8.6 billion
Total Number of Employees

755

National Average: 64
Total Number of Accounts

62,656

National Average: 375,227
Average Account Size

$49.2 thousand

National Average: $23.0 thousand
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Products and Services

Gwn Securities Inc provides a variety of financial services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and market timing services. In the past fiscal year, Gwn Securities Inc provided 26-50 of its clients with financial planning services. It is engaged in selling products or offering services apart from investment advice to its customers.

Core Advisor Services

  • Offered by 31% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 46% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Offered by 0% of firms

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 20% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

  • Find a firm that offers this service

    Publication of Periodicals

    This is the publication of various financial education materials.

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    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Fees for financial management usually are based on which service is provided. Fees charged by Gwn Securities Inc may include any combination of the following fee structures: asset-based, hourly, fixed, or other.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 21% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 32% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Offered by 10% of firms

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Unavailable

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 26% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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Types of Clients

The firm caters to retail investors, high net worth investors, and corporations. Out of its 3 clients, Gwn Securities Inc's largest client group by number of accounts is retail investors, although it also serves 1216 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of at least $1,50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments).

Created with Highcharts 6.0.7
  • High-Net-Worth Individuals* - 3.59%
  • Other Individuals - 96.21%
  • Corporations - 0.2%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Gwn Securities Inc does not have any disclosures.

Please visit its Form ADV for more details.

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Created with Highcharts 6.0.7
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Financial Advisors at Gwn Securities Inc

Jonah Simenauer
Palm Beach Gardens, FL
James Zerweck
Palm Beach Gardens, FL
Mark Schindler
Palm Beach Gardens, FL
Victor Vera Arias
Palm Beach Gardens, FL
Artin Muradyan
Palm Beach Gardens, FL
Michael Dilella
Iselin, NJ
Cole Finley
Palm Beach Gardens, FL
Joshua Mccutcheon
Fort Worth, TX
Lauren Ragsdale
Palm Beach Gardens, FL

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The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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