Gwn Securities Inc
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Overview
Gwn Securities Inc is located at 11440 North Jog Road, Palm Beach Gardens, FL. The firm employs 455 financial advisors to manage client portfolios and provide financial guidance. Gwn Securities Inc is a registered broker-dealer.
Gwn Securities Inc oversees $3.1 billion in assets under management across 62,656 accounts, all of which are discretionary. Over the past year, the firm has provided financial planning services to between 26 and 50 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and market timing services. The firm caters to retail investors, high net worth investors, and corporations, with retail investors being the largest client type by accounts. The fee structure at Gwn Securities Inc includes asset-based, hourly, fixed, and other fees. The firm has 1,216 high net worth clients and maintains affiliations with a broker-dealer or securities dealer and an insurance company or agency.
Gwn Securities Inc is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Gwn Securities Inc by the Numbers
$3.1 billion
755
62,656
$49.2 thousand
Products and Services
Gwn Securities Inc provides a variety of financial services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and market timing services. In the past fiscal year, Gwn Securities Inc provided 26-50 of its clients with financial planning services. It is engaged in selling products or offering services apart from investment advice to its customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Offered by 0% of firms
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management usually are based on which service is provided. Fees charged by Gwn Securities Inc may include any combination of the following fee structures: asset-based, hourly, fixed, or other.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
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Offered by 10% of firms
Other
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
Types of Clients
The firm caters to retail investors, high net worth investors, and corporations. Out of its 3 clients, Gwn Securities Inc's largest client group by number of accounts is retail investors, although it also serves 1216 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of at least $1,50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 3.59%
- Other Individuals - 96.21%
- Corporations - 0.2%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Gwn Securities Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Gwn Securities Inc
Palm Beach Gardens, FL
Palm Beach Gardens, FL
Palm Beach Gardens, FL
Palm Beach Gardens, FL
Palm Beach Gardens, FL
Iselin, NJ
Palm Beach Gardens, FL
Fort Worth, TX
Palm Beach Gardens, FL
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The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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