Henrickson Nauta Wealth Advisors, Inc

CRD#141201
Investment Advisor Firm

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Overview

Henrickson Nauta Wealth Advisors, Inc is an advisory firm based in Belmont, Michigan. Henrickson Nauta Wealth Advisors, Inc has $433.4 million in assets throughout 1,388 client accounts, placing it among the larger firms in the United States by assets under management (AUM). Henrickson Nauta Wealth Advisors, Inc has a small team, including 6 financial advisors. Henrickson Nauta Wealth Advisors, Inc does not act as a registered broker-dealer, signifying that it cannot buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer company to do so. Securities are tradable financial assets such as bonds, stocks and options.

Henrickson Nauta Wealth Advisors, Inc oversees 1,296 of the company's client assets in a discretionary manner. Discretionary management is a structure in which buy and sell judgments are made by an investment advisor without requiring the customer's approval. Henrickson Nauta Wealth Advisors, Inc also oversees 92 non-discretionary accounts with a total of $19.8 million in assets under management. The investment advisory firm manages roughly $312,219 in assets for every account. The average financial advisor at Henrickson Nauta Wealth Advisors, Inc manages about 231 client accounts.

Henrickson Nauta Wealth Advisors, Inc's main office is at 2325 Belmont Center Dr. Ne, Belmont, Michigan 49306. The firm is registered to serve clients across a number of states, including Florida, Georgia, Michigan, New Hampshire and Texas.

Assets Under Management

$433.4 million

Number of Advisors

6

Disclosures

No

Office Location

2325 Belmont Center Dr. Ne
Belmont, MI 49306

Henrickson Nauta Wealth Advisors, Inc by the Numbers

Total Assets Under Management

$433.4 million

National Average: $8.6 billion
Total Number of Employees

11

National Average: 64
Total Number of Accounts

1,388

National Average: 375,227
Average Account Size

$312.2 thousand

National Average: $23.0 thousand
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Products and Services

Henrickson Nauta Wealth Advisors, Inc provides a number of services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and other services. In the last financial year, it provided 11-25 of its customers with financial planning services. The company is engaged in selling products or offering services different than investment advisory services to its clients.

Core Advisor Services

  • Offered by 31% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 46% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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Fee Structure

Fees for financial management largely vary depending on the type of financial services offered. However, fee types billed by the company likely include any blend of the following fee types: asset-based, hourly or fixed. The firm does not participate in a wrap fee program, in which the company offers a service bundle for a comprehensive fee.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 21% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 32% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 26% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The company caters to retail investors, high net worth investors and pension plans. Out of its 1,388 accounts, Henrickson Nauta Wealth Advisors, Inc's largest client type by number of accounts is retail investors, although it also serves 147 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients are represented by non-U.S. persons.

  • High-Net-Worth Individuals* - 39.84%
  • Other Individuals - 56.1%
  • Corporations - 4.07%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Henrickson Nauta Wealth Advisors, Inc does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Henrickson Nauta Wealth Advisors, Inc

Blake Appell
Belmont, MI
Matthew Smartt
Belmont, MI
Olga Hejl
Belmont, MI
Tamara Snable
Belmont, MI
Douglas Henrickson
Belmont, MI
Jeffery Nauta
Belmont, MI

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