Rfm Financial Solutions, LLC
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Overview
Rfm Financial Solutions, LLC operates as an advisory firm that has its headquarters in Mount Pleasant, Michigan. Rfm Financial Solutions, LLC administers $139.4 million in assets throughout 625 customer accounts, making it a mid-tier financial advisory firm in the United States by assets under management (AUM). It has a small group, including 2 financial advisors. Rfm Financial Solutions, LLC does not act as a registered broker-dealer, meaning the company cannot buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable financial assets like equities, bonds and options.
Rfm Financial Solutions, LLC oversees 278 of the company's accounts on a discretionary basis. Discretionary management means that a portfolio manager makes transaction choices for the client's account without requiring the client's permission. Rfm Financial Solutions, LLC also administers 347 non-discretionary accounts with a total of $38.7 million in assets. Rfm Financial Solutions, LLC oversees about $222,974 in assets for every customer account. An average advisor at Rfm Financial Solutions, LLC oversees about 313 client accounts.
The firm's headquarters is at 805 N. Brown St., Mount Pleasant, Michigan 48858. Rfm Financial Solutions, LLC is legally permitted to provide services to customers in the state of Michigan.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Rfm Financial Solutions, LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$139.4 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
6
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
625
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$223.0 thousand
Products and Services
Rfm Financial Solutions, LLC provides multiple services, which can include financial planning services, portfolio management for individuals and small businesses, pension consulting services and other services. In the last financial year, Rfm Financial Solutions, LLC provided 1-10 of its clients with financial planning services. The firm is not engaged in selling products or offering services aside from investment advice to its investment advisory clients. The firm is also affiliated with one or more other service providers in the financial services industry, including with an accountant or accounting firm.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors largely depend on which service is provided. Fees billed by the firm may include the following fee structures: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
It provides services to retail investors, high net worth investors, pension plans and corporations. Out of its 625 customers, Rfm Financial Solutions, LLC's biggest client type by number of accounts is retail investors, although it also caters to 67 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 14.79%
- Other Individuals - 77.7%
- Corporations - 7.51%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Rfm Financial Solutions, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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