Usa Financial Exchange
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Overview
Usa Financial Exchange is an advisory firm located in Ada, Michigan. The company oversees $1.4 billion in assets throughout 10,870 customer accounts, making it one of the biggest investment advisory firms in the United States by assets under management (AUM). The firm has a small group, including 0 financial advisor. Usa Financial Exchange does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable fiscal investments like options, bonds and stocks.
Usa Financial Exchange administers all of the company's client assets on a discretionary basis. Discretionary management means that a portfolio manager has the discretion to make transaction judgments without requiring client approval. The investment advisory firm administers an average of $126,063 in assets for every customer account.
The firm's headquarters is at 6020 East Fulton Street, Ada, Michigan 49301. The firm is allowed to serve customers across 50 U.S. states and territories.
Assets Under Management
Disclosures
Office Location
Usa Financial Exchange by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$1.4 billion
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
38
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
10,870
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$126.1 thousand
Products and Services
Financial services that Usa Financial Exchange offers can include selection of other advisers and other services. In the past financial year, the firm provided 1900 of its customers with financial planning services. Usa Financial Exchange is involved in selling products or offering services other than investment advice to its customers. The firm also has a number of financial industry affiliations, including with a broker-dealer or securities dealer and insurance company or agency.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees typically are based on which services are provided. However, fees billed by Usa Financial Exchange typically consist of non-traditional fee structures. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
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Offered by 10% of firms
Other
Unavailable
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Find one of the 69% of firms that offer this fee type
Percentage of Assets
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
Types of Clients
The firm works with retail investors and high net worth investors. Out of its 10,870 customers, Usa Financial Exchange's largest client type by number of accounts is retail investors, but it also manages money for 435 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are from outside of the U.S.
- High-Net-Worth Individuals* - 4%
- Other Individuals - 96%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Usa Financial Exchange does not have any disclosures.
Please visit its Form ADV for more details.
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