Clearwater Management Co., Inc
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Overview
Clearwater Management Co., Inc is a financial advisory firm located in Saint Paul, Minnesota. The firm handles $3.2 billion in assets over 12 customer accounts, placing it among the largest financial advisory firms in the country by assets under management (AUM). Clearwater Management Co., Inc has a small group, including 1 financial advisor. Clearwater Management Co., Inc does not act as a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer company to do so. Securities are defined as exchangable financial assets such as equities, bonds and options.
Clearwater Management Co., Inc administers all of the company's client assets on a discretionary basis. Discretionary management means that a portfolio manager has the discretion to make transaction choices for the client's account without needing client approval. The firm manages roughly $265.7 million in assets for every account. The average financial advisor at Clearwater Management Co., Inc manages about 12 client accounts, making it one of the more personalized financial advisor firms in the country.
The company's main office is at 30 East 7Th Street, Suite 2000, Saint Paul, Minnesota 55101. It is legally permitted to provide services to customers across 2 states, including Minnesota and Washington.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Clearwater Management Co., Inc by the Numbers
$3.2 billion
1
12
$265.7 million
Products and Services
Clearwater Management Co., Inc offers a variety of services, which can consist of portfolio management for investment companies, portfolio management for pooled investment vehicles and selection of other advisers. Clearwater Management Co., Inc does not sell products or offer services aside from investment advice to its investment advisory clients.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management are based on the financial services offered. Fee types billed by the firm likely are comprised of the following fee types: asset-based or other. The company does not provide a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 10% of firms
Other
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
Types of Clients
Clearwater Management Co., Inc caters to investment companies and pooled investment vehicles. Out of its 12 clients, Clearwater Management Co., Inc's biggest client is pooled investment vehicles. None of its accounts reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Clearwater Management Co., Inc does not have any disclosures.
Please visit its Form ADV for more details.
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