Contego Capital Group, Inc
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Overview
Contego Capital Group, Inc is an advisory company that has its headquarters in Minneapolis, Minnesota. The company has $133.2 million in assets across 88 accounts, making it a mid-tier investment advisory firm in the nation by assets under management (AUM). The firm has a small group, including 5 financial advisors. Contego Capital Group, Inc is not a registered broker-dealer, signifying that it is not able to buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are defined as tradable financial assets such as equities, bonds and options.
Contego Capital Group, Inc manages all of the company's client assets in a discretionary manner. Discretionary management means that transaction judgments are made by an investment advisor without requiring the customer's consent. Contego Capital Group, Inc supervises an average of $1.5 million in assets for each customer account. The typical advisor at Contego Capital Group, Inc manages about 18 client accounts, placing it among the more individualized advisor firms in the country.
The firm's central office is at 7400 Metro Blvd, Minneapolis, Minnesota 55439. The firm is legally permitted to provide services to customers throughout a number of states, including Minnesota and North Dakota.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Contego Capital Group, Inc by the Numbers
$133.2 million
5
88
$1.5 million
Products and Services
Contego Capital Group, Inc provides a number of financial services, which can consist of portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Contego Capital Group, Inc is not involved in selling products or offering services other than investment advice to its investment advisory customers. Contego Capital Group, Inc is affiliated with one or more other service providers in the financial services industry, including with an insurance company or agency.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors usually depend on which service is provided. However, fee types charged by the company can include the following fee types: asset-based, fixed or other. The company does not supply a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
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Offered by 10% of firms
Other
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
Types of Clients
The company manages money for a broad range of customers. The company caters to high net worth investors, investment companies, pension plans, other investment advisers and corporations. Out of its 88 clients, Contego Capital Group, Inc's biggest client group is high net worth investors, though it also caters to 83 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's clients reside abroad.
- High-Net-Worth Individuals* - 96.51%
- Other Individuals - 0%
- Corporations - 3.49%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Contego Capital Group, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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