Finance Of America Capital Management LLC
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Overview
Finance Of America Capital Management LLC is an advisory company that has its headquarters in Saint Paul, Minnesota. The firm administers $268.8 million in assets under management across two accounts, making it a mid-tier firm in the country by assets under management (AUM). The firm has a small group, including 1 financial advisor. Finance Of America Capital Management LLC does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial assets such as options, stocks and bonds.
Finance Of America Capital Management LLC administers one of the firm's accounts in a discretionary manner. Discretionary management signifies that transaction choices for the client's account are made by an investment advisor without needing the client's approval. Finance Of America Capital Management LLC also has one non-discretionary accounts totaling $268.5 million in AUM. The firm's typical account size is $134.4 million. The average advisor at Finance Of America Capital Management LLC manages around two client accounts, placing it among the most individualized firms in the country.
The firm's central office is at 30 East 7Th Street, Saint Paul, Minnesota 55101. The firm is legally permitted to serve clients across a number of states, including Colorado, Minnesota and New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Finance Of America Capital Management LLC by the Numbers
$268.8 million
2
2
$134.4 million
Fee Structure
Financial management fees typically vary depending on the services offered. Fees billed by Finance Of America Capital Management LLC can consist of the following fee structures: asset-based or performance-based. The company does not provide a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Finance Of America Capital Management LLC caters to pooled investment vehicles. Out of its two clients, Finance Of America Capital Management LLC's biggest client group by number of accounts is pooled investment vehicles. None of the firm's customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Finance Of America Capital Management LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Finance Of America Capital Management LLC
Denver, CO
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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