Golden State Equity Partners, LLC
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Overview
Golden State Equity Partners, LLC is located at 201 E. Sandpointe Ave, Santa Ana, CA. The firm employs 24 financial advisors to manage client portfolios and provide financial guidance. Golden State Equity Partners, LLC is not a registered broker-dealer.
Golden State Equity Partners, LLC oversees $743.7 million in assets under management across 4,106 accounts, all of which are discretionary. Over the past year, the firm has provided financial planning services to between 51 and 100 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, and the selection of other advisers. The firm caters to retail investors, high net worth investors, pension plans, charitable organizations, and corporations, with retail investors being the largest client type by accounts. The fee structure at Golden State Equity Partners, LLC includes asset-based, fixed, and other fees. The firm has 238 high net worth clients.
Golden State Equity Partners, LLC is registered in the states of Alaska, Arizona, California, Colorado, Florida, Georgia, Hawaii, Illinois, Kansas, Massachusetts, Michigan, Minnesota, Montana, Nevada, New Mexico, New York, North Dakota, Ohio, Oregon, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, Wisconsin, and Wyoming.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Golden State Equity Partners, LLC by the Numbers
$743.7 million
25
4,106
$181.1 thousand
Products and Services
Golden State Equity Partners, LLC provides a variety of services, including financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. In the prior financial year, Golden State Equity Partners, LLC provided financial planning services to 51-100 of its clients. The Firm is not involved in selling products or offering services other than investment advisory services to its investment advisory customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees typically vary depending on the financial services offered. Fees billed by Golden State Equity Partners, LLC may include some blend of the following fee structures: asset-based, fixed, or other. The firm participates in a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
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Offered by 10% of firms
Other
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
Types of Clients
The company does business with a broad range of investors. The firm caters to retail investors, high net worth investors, pension plans, charitable organizations, and corporations. Out of its 5 clients, Golden State Equity Partners, LLC's biggest client type by number of accounts is high net worth investors, but it also manages money for 238 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of more than $1,50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 16.39%
- Other Individuals - 82.02%
- Corporations - 1.31%
- Charitable Organizations - 0.28%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Golden State Equity Partners, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Golden State Equity Partners, LLC
Santa Ana, CA
Santa Ana, CA
Santa Ana, CA
North Bend, WA
Anchorage, AK
Lafayette, CA
Santa Ana, CA
Santa Ana, CA
Santa Ana, CA
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