India Capital LLC

CRD#309034
Investment Advisor Firm

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Learn more about India Capital LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    India Capital LLC operates as a financial advisor firm that has its headquarters in Minneapolis, Minnesota. The firm administers $320.3 million in assets across one account, making it a mid-tier financial advisory firm in the country by assets under management (AUM). It has a small group, including 1 financial advisor. India Capital LLC is not a registered broker-dealer, signifying that the company is not able to buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer company to do so. Securities are defined as tradable financial assets like bonds, stocks and options.

    India Capital LLC administers all of the company's accounts on a discretionary basis. Discretionary management is a structure in which transaction judgments are made by an investment advisor without needing client approval. The investment advisory firm oversees about $320.3 million in assets for each client account. The average financial advisor at India Capital LLC manages about one client account, making it one of the most personalized financial advisor firms in the country.

    The company's headquarters is located at 3011 36Th Avenue S., Minneapolis, Minnesota 55406. It is legally registered to serve customers in the state of Minnesota.

    Assets Under Management

    $320.3 million

    Number of Advisors

    1

    Disclosures

    No

    Office Location

    3011 36Th Avenue S.
    Minneapolis, MN 55406

    India Capital LLC by the Numbers

    Total Assets Under Management

    $320.3 million

    National Average: $8.6 billion
    Total Number of Employees

    1

    National Average: 64
    Total Number of Accounts

    1

    National Average: 375,227
    Average Account Size

    $320.3 million

    National Average: $23.0 thousand
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    Fee Structure

    A financial advisor's fees largely depend on which services the firm provides the client. However, fees billed by India Capital LLC typically consist of non-traditional fee structures. The company does not supply a wrap fee program, in which the company offers a service bundle for a single fee.

    Available

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 69% of firms that offer this fee type

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Types of Clients

    The firm provides services to pooled investment vehicles and other investment advisers. India Capital LLC's biggest client group by number of accounts is other investment advisers. About 100% of the firm's accounts are represented by people from outside of the U.S.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    India Capital LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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