Kellogg Asset Management, LLC

CRD#150031
Investment Advisor Firm

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Learn more about Kellogg Asset Management, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Kellogg Asset Management, LLC is located at 200 North Adams Street, Green Bay, WI. The firm employs 11 financial advisors to manage client portfolios and provide financial guidance. Kellogg Asset Management, LLC is not a registered broker-dealer.

    Kellogg Asset Management, LLC oversees $2.5 billion in assets under management across 115 accounts, of which 114 are discretionary and 1 is non-discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and other services. The firm caters to pooled investment vehicles, which are also the largest client type by accounts. The fee structure at Kellogg Asset Management, LLC is asset-based. The firm maintains affiliations with a broker-dealer or securities dealer, banking or thrift institution, trust company, insurance company or agency, and pension consultant.

    Kellogg Asset Management, LLC is registered in the states of Illinois, Minnesota, and Wisconsin.

    Assets Under Management

    $2.5 billion

    Number of Advisors

    11

    Disclosures

    No

    Office Location

    200 North Adams Street
    Green Bay, WI 54301

    Kellogg Asset Management, LLC by the Numbers

    Total Assets Under Management

    $2.5 billion

    National Average: $8.6 billion
    Total Number of Employees

    11

    National Average: 64
    Total Number of Accounts

    115

    National Average: 375,227
    Average Account Size

    $21.8 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees for financial advisory services typically are based on the financial services offered. Fees billed by Kellogg Asset Management, LLC typically consist of the following fee structure: asset-based.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company works with pooled investment vehicles. Kellogg Asset Management, LLC's largest client type by number of accounts is banking institutions.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Kellogg Asset Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Kellogg Asset Management, LLC

    Samuel Jacobsen
    Green Bay, WI
    Chan Barden
    Green Bay, WI
    Rolf Johnsen
    Minneapolis, MN
    Jon Sattler
    Green Bay, WI
    Patrick Fry
    Green Bay, WI
    Mark Tumpach
    Green Bay, WI
    Michael Hochholzer
    Neenah, WI
    Stephen Pipp
    Green Bay, WI
    Mark Hilgendorf
    Green Bay, WI

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