Level Four Advisory Services
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Overview
Level Four Advisory Services operates as an advisory company headquartered in Dallas, Texas. The company administers $3.7 billion in assets across 10,918 client accounts, placing it among the biggest investment advisory firms in the United States by assets under management (AUM). Level Four Advisory Services has a large group, including 109 financial advisors. Level Four Advisory Services does not act as a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer company to do so. Securities are tradable fiscal investments like stocks, bonds and options.
Level Four Advisory Services manages the majority of the company's client assets in a discretionary manner. Discretionary management is a structure in which buy and sell choices for the client's account are made by a portfolio manager without needing client permission. Level Four Advisory Services also manages 2,213 non-discretionary accounts totaling $722.6 million in assets. The company's average account size is $341,011. The average advisor at Level Four Advisory Services manages around 100 client accounts.
Level Four Advisory Services's central office is located at 12400 Coit Road, Dallas, Texas 75251. The company is permitted to provide services to customers throughout 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Level Four Advisory Services by the Numbers
$3.7 billion
135
10,918
$341.0 thousand
Products and Services
Level Four Advisory Services offers a number of financial services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. In the last fiscal year, the company provided 101-250 of its accounts with financial planning services. The firm does not sell products or offer services other than investment advice to its investment advisory clients. The company also has a number of financial industry affiliations, including with a broker-dealer or securities dealer, banking or thrift institution, trust company, accountant or accounting firm and insurance company or agency.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees largely depend on which services the firm provides the client. Fee types charged by the firm may include any combination of the following fee structures: asset-based, hourly, fixed or other. The company participates in a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
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Offered by 10% of firms
Other
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
Types of Clients
The firm manages money for a broad range of customers. Level Four Advisory Services works with retail investors, high net worth investors, pension plans, charitable organizations, state or municipal government entities and corporations. Out of its 10,918 clients, Level Four Advisory Services's biggest client is retail investors, but it also caters to 567 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the company's accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 8.76%
- Other Individuals - 85.51%
- Corporations - 5.39%
- Charitable Organizations - 0.34%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Level Four Advisory Services does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Level Four Advisory Services
Dallas, TX
Dallas, TX
Grayslake, IL
Stuart, FL
Atlanta, GA
Dallas, TX
Dallas, TX
Dallas, TX
Dallas, TX
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