M Holdings Securities, Inc

CRD#43285
Investment Advisor Firm

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Learn more about M Holdings Securities, Inc

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    M Holdings Securities, Inc operates as a financial advisory company that has its headquarters in Portland, Oregon. The company controls $3.9 billion in total assets over 10,065 client accounts, placing it among the largest financial advisory firms in the United States by assets under management (AUM). It has a large group, including 246 financial advisors. M Holdings Securities, Inc does not act as a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer company to do so. Securities are exchangable fiscal investments such as bonds, options and stocks.

    M Holdings Securities, Inc administers most of its accounts on a discretionary basis. Discretionary management signifies that transaction decisions for the client's account are made by an investment advisor without needing to seek client approval. The firm also administers 3,784 non-discretionary accounts with a total of $1.4 billion in AUM. The investment advisory firm oversees an average of $390,697 in assets for each client account. An average advisor at M Holdings Securities, Inc oversees around 41 client accounts, placing it towards the middle in terms of personalization.

    The company's headquarters is at 1125 N.W. Couch Street, Portland, Oregon 97209. It is allowed to serve investors across 51 U.S. states and territories.

    Assets Under Management

    $3.9 billion

    Number of Advisors

    246

    Disclosures

    No

    Office Location

    1125 N.W. Couch Street
    Portland, OR 97209

    M Holdings Securities, Inc by the Numbers

    Total Assets Under Management

    $3.9 billion

    National Average: $8.6 billion
    Total Number of Employees

    738

    National Average: 64
    Total Number of Accounts

    10,065

    National Average: 375,227
    Average Account Size

    $390.7 thousand

    National Average: $23.0 thousand
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    Products and Services

    M Holdings Securities, Inc offers multiple services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. In the past financial year, the company provided financial planning services to 51-100 of its customers. The company is engaged in selling products or offering services aside from investment advisory services to its customers. The firm also has a number of financial industry affiliations, including with a broker-dealer or securities dealer and insurance company or agency.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Offered by 3% of firms

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees charged by financial advisors usually vary depending on the type of financial services offered. However, fee types billed by the company can consist of some blend of the following fee structures: asset-based, hourly or fixed. The company participates in a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company caters to retail investors, high net worth investors, pension plans and corporations. Out of its 10,065 accounts, M Holdings Securities, Inc's largest client by number of accounts is retail investors, although it also serves 1,745 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients are represented by non-U.S. persons.

    • High-Net-Worth Individuals* - 17.34%
    • Other Individuals - 81.17%
    • Corporations - 1.49%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    M Holdings Securities, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at M Holdings Securities, Inc

    Kory Lenz
    Tampa, FL
    Amy Palmer
    Portland, OR
    Steven Wight
    San Rafael, CA
    Jason Duffy
    Rochelle Park, NJ
    Brian Coleman
    Portland, OR
    Jason Hildebrant
    Portland, OR
    Eugene Lovasco
    Portland, OR
    Benjamin Hall
    Newtown, PA
    Andrew Miner
    Portland, ME

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