M Holdings Securities, Inc
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Overview
M Holdings Securities, Inc operates as a financial advisory company that has its headquarters in Portland, Oregon. The company controls $3.9 billion in total assets over 10,065 client accounts, placing it among the largest financial advisory firms in the United States by assets under management (AUM). It has a large group, including 246 financial advisors. M Holdings Securities, Inc does not act as a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer company to do so. Securities are exchangable fiscal investments such as bonds, options and stocks.
M Holdings Securities, Inc administers most of its accounts on a discretionary basis. Discretionary management signifies that transaction decisions for the client's account are made by an investment advisor without needing to seek client approval. The firm also administers 3,784 non-discretionary accounts with a total of $1.4 billion in AUM. The investment advisory firm oversees an average of $390,697 in assets for each client account. An average advisor at M Holdings Securities, Inc oversees around 41 client accounts, placing it towards the middle in terms of personalization.
The company's headquarters is at 1125 N.W. Couch Street, Portland, Oregon 97209. It is allowed to serve investors across 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
M Holdings Securities, Inc by the Numbers
$3.9 billion
738
10,065
$390.7 thousand
Products and Services
M Holdings Securities, Inc offers multiple services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. In the past financial year, the company provided financial planning services to 51-100 of its customers. The company is engaged in selling products or offering services aside from investment advisory services to its customers. The firm also has a number of financial industry affiliations, including with a broker-dealer or securities dealer and insurance company or agency.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors usually vary depending on the type of financial services offered. However, fee types billed by the company can consist of some blend of the following fee structures: asset-based, hourly or fixed. The company participates in a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company caters to retail investors, high net worth investors, pension plans and corporations. Out of its 10,065 accounts, M Holdings Securities, Inc's largest client by number of accounts is retail investors, although it also serves 1,745 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 17.34%
- Other Individuals - 81.17%
- Corporations - 1.49%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
M Holdings Securities, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at M Holdings Securities, Inc
Tampa, FL
Portland, OR
San Rafael, CA
Rochelle Park, NJ
Portland, OR
Portland, OR
Portland, OR
Newtown, PA
Portland, ME
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