Piper Sandler & Co
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Overview
Piper Sandler & Co is a financial advisory company headquartered in Minneapolis, Minnesota. The firm manages $1.4 billion in assets throughout one client account, placing it among the biggest firms in the nation by assets under management (AUM). The firm has a very large group, including 30 financial advisors. Piper Sandler & Co is not a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer company to do so. Securities are exchangable financial assets like equities, bonds and options.
Piper Sandler & Co manages none of the company's client assets on a discretionary basis. Discretionary management means that buy and sell judgments for the client's account are made by a portfolio manager without requiring client authorization. The company also has one non-discretionary accounts totaling $1.4 billion in assets under management. The advisory firm's typical account size is $1.4 billion. An average advisor at Piper Sandler & Co administers fewer than one client account, making it one of the most personalized financial advisor firms in the country.
The company's headquarters is at 800 Nicollet Mall, Minneapolis, Minnesota 55402-7020. The firm is permitted to provide services to customers across 8 states, including Connecticut, Illinois, Kansas, Minnesota, New York, North Carolina, Tennessee and Wisconsin.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Piper Sandler & Co by the Numbers
$1.4 billion
1,330
1
$1.4 billion
Fee Structure
A financial advisor's fees vary depending on which services the firm provides the client. Fee types charged by Piper Sandler & Co most likely include any blend of the following fee types: asset-based, fixed or commission-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 1% of firms
Commissions
-
Offered by 32% of firms
Fixed
Unavailable
Types of Clients
Piper Sandler & Co works with state or municipal government entities. Piper Sandler & Co's biggest client is state or municipal government entities. None of its accounts reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Piper Sandler & Co does not have any disclosures.
Please visit its Form ADV for more details.
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