Pma Asset Management, LLC
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Overview
Pma Asset Management, LLC is located at 2135 Citygate Lane, Naperville, IL. The firm employs 64 financial advisors to manage client portfolios and provide financial guidance. Pma Asset Management, LLC is not a registered broker-dealer.
Pma Asset Management, LLC oversees $27.0 billion in assets under management across 499 accounts, of which 489 are discretionary and 10 are non-discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisers. The firm caters to a diverse range of investors, including retail investors, high net worth investors, pooled investment vehicles, charitable organizations, state or municipal government entities, other investment advisers, insurance companies, and corporations. The fee structure at Pma Asset Management, LLC is asset-based. The largest client type by accounts is state or municipal government entities. The firm has 10 high net worth clients and maintains affiliations with a broker-dealer or securities dealer.
Pma Asset Management, LLC is registered in the states of Arizona, Colorado, Florida, Illinois, Iowa, Michigan, Minnesota, Missouri, Nebraska, New York, Oklahoma, Pennsylvania, South Dakota, Texas, and Wisconsin.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Pma Asset Management, LLC by the Numbers
$27.0 billion
73
499
$54.1 million
Products and Services
Pma Asset Management, LLC provides multiple financial services, which can include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisers. However, Pma Asset Management, LLC did not provide financial planning services to any of its clients in the previous financial year. It does not sell products or offer services aside from investment advice to its investment advisory accounts.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors largely depend on the financial services provided. Fees billed by Pma Asset Management, LLC typically consist of the following fee type: asset-based.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company does business with a broad range of investors. The firm provides services to retail investors, high net worth investors, pooled investment vehicles, charitable organizations, state or municipal government entities, other investment advisers, insurance companies, corporations, and other. Out of its 9 clients, Pma Asset Management, LLC's biggest client group by number of accounts is pooled investment vehicles, but it also serves 10 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of more than $1,50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 6.71%
- Other Individuals - 6.04%
- Corporations - 81.88%
- Charitable Organizations - 5.37%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Pma Asset Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Pma Asset Management, LLC
Naperville, IL
Naperville, IL
Naperville, IL
Naperville, IL
Minneapolis, MN
Naperville, IL
Naperville, IL
Naperville, IL
Minneapolis, MN
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