Prime Capital Investment Advisors, LLC
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Learn more about Prime Capital Investment Advisors, LLC
Overview
Prime Capital Investment Advisors, LLC operates as an advisory firm headquartered in Leawood, Kansas. Prime Capital Investment Advisors, LLC controls $16.7 billion in assets across 21,894 accounts, making it one of the largest firms in the country by assets under management (AUM). The firm has a large group, including 181 financial advisors. Prime Capital Investment Advisors, LLC is not a registered broker-dealer, signifying that the company cannot buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer company to do so. Securities are defined as exchangable fiscal assets such as options, equities and bonds.
Prime Capital Investment Advisors, LLC oversees most of the company's client assets in a discretionary manner. Discretionary management signifies that a portfolio manager has the discretion to make buy and sell choices without requiring client approval. The firm also administers 4,658 non-discretionary accounts totaling $8.8 billion in assets under management. The company's average account size is $762,180. The average financial advisor at Prime Capital Investment Advisors, LLC manages about 121 client accounts.
The company's main office is located at 6201 College Blvd., Leawood, Kansas 66211. The firm is allowed to provide services to customers throughout 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Prime Capital Investment Advisors, LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$16.7 billion
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
305
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
21,894
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$762.2 thousand
Products and Services
Prime Capital Investment Advisors, LLC provides a number of financial services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. In the past financial year, it provided 101-250 of its clients with financial planning services. The firm is not involved in selling products or offering services aside from investment advice to its investment advisory accounts. It also has a number of financial industry affiliations, including with an insurance company or agency.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees largely are based on which services the firm provides the client. However, fee types charged by the company can consist of the following fee structures: asset-based, hourly, fixed, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are offered by Prime Capital Investment Advisors, LLC.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 26% of firms
Performance-based
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Offered by 32% of firms
Fixed
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Offered by 10% of firms
Other
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
Types of Clients
Prime Capital Investment Advisors, LLC does business with a broad range of customers. The company provides services to retail investors, high net worth investors, pooled investment vehicles, pension plans, charitable organizations and corporations. Out of its 21,894 customers, Prime Capital Investment Advisors, LLC's largest client type is retail investors, though it also caters to 578 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 5.42%
- Other Individuals - 85.72%
- Corporations - 8.79%
- Charitable Organizations - 0.07%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Prime Capital Investment Advisors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Prime Capital Investment Advisors, LLC
Leawood, KS
Hammond, LA
Leawood, KS
Leawood, KS
Leawood, KS
Round O, SC
Leawood, KS
Leawood, KS
Asheville, NC
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