Ulland Investment Advisors

CRD#109610
Investment Advisor Firm

Answer a few questions and
get matched with an advisor.

Find an Advisor

Overview

Ulland Investment Advisors is a financial advisory firm headquartered in Minneapolis, Minnesota. The firm administers $297.8 million in total assets throughout 451 accounts, making it a mid-tier investment advisory firm in the country by assets under management (AUM). The firm has a small group of six employees, including five financial advisors. Ulland Investment Advisors does not act as a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer firm to do so. Securities are defined as tradable financial assets such as bonds, equities and options.

Ulland Investment Advisors manages all of the firm's accounts on a discretionary basis. Discretionary management signifies that an investment advisor has the discretion to make transaction choices for the client's account without requiring client authorization. The firm administers about $660,410 for each account. The average financial advisor at Ulland Investment Advisors manages about 90 client accounts.

Ulland Investment Advisors's headquarters is located at 4550 Ids Center, Minneapolis, Minnesota 55402. It is legally registered to provide services to investors across 7 states, including California, Colorado, Florida, Iowa, Minnesota, Oregon and Wisconsin.

Number of Advisors

5

Disclosures

No

Office Location

4550 Ids Center
Minneapolis, MN 55402

Ulland Investment Advisors by the Numbers

Total Number of Employees

6

National Average: 4,943
Total Number of Accounts

451

National Average: 2,522
Average Account Size

$660.4 thousand

National Average: $1.3 million

Find a dedicated advisor for your needs

Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.

Back to Overview

Products and Services

Ulland Investment Advisors provides multiple services, including financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. In the past fiscal year, it provided financial planning services to 11-25 of its clients. Ulland Investment Advisors does not sell products or offer services apart from investment advice to its investment advisory accounts.

Core Advisor Services

  • Offered by 45% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 63% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

Back to Overview

Fee Structure

Fees for financial management largely are based on which services the firm provides the client. Fees billed by the firm typically consist of the following fee types: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.

Available

  • Offered by 75% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

Unavailable

  • Find one of the 37% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 3% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Back to Overview

Types of Clients

The firm works with retail investors and high net worth investors. Out of its 451 clients, Ulland Investment Advisors's largest client group is retail investors, though it also manages money for 56 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients reside abroad.

  • High-Net-Worth Individuals* - 28.28%
  • Other Individuals - 71.72%
  • Corporations - 0%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

Find an advisor who will work directly with you

Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.

Back to Overview

Disclosures

Ulland Investment Advisors does not have any disclosures.

Please visit its Form ADV for more details.

Back to Overview
Back to Overview

Find a financial advisor near you

If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.

Back to Overview

This content was compiled from the SEC and FINRA