Captrust
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Overview
Captrust is located at 4208 Six Forks Rd, Raleigh, NC. The firm employs 718 financial advisors to manage client portfolios and provide financial guidance. Captrust is not a registered broker-dealer.
Captrust oversees $852.2 billion in assets under management across 100,603 accounts, of which 88,251 are discretionary and 12,352 are non-discretionary. Over the past year, the firm has provided financial planning services to 2,500 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, and publication of newsletters. The firm caters to retail investors, high net worth investors, pension plans, charitable organizations, state or municipal government entities, insurance companies, and corporations, with retail investors being the largest client type by accounts. The fee structure at Captrust includes asset-based, hourly, fixed, and performance-based fees. The firm has 11,258 high net worth clients and maintains affiliations with a broker-dealer or securities dealer, an accountant or accounting firm, an insurance company or agency, and a pension consultant.
Captrust is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Captrust by the Numbers
$852.2 billion
1,554
100,603
$8.5 million
Products and Services
Captrust provides a variety of financial services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, and publication of newsletters. In the prior financial year, Captrust provided 2500 of its customers with financial planning services. The Company is involved in selling products or offering services other than investment advisory services to its customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees typically are based on the type of financial services provided. Fees charged by Captrust most likely consist of some blend of the following fee structures: asset-based, hourly, fixed, or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are provided by Captrust.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 26% of firms
Performance-based
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company manages money for a number of different customers. It provides services to retail investors, high net worth investors, pension plans, charitable organizations, state or municipal government entities, insurance companies, and corporations. Out of its 7 clients, Captrust's biggest client type by number of accounts is pension plans, although it also caters to 11258 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of more than $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 34.94%
- Other Individuals - 55.07%
- Corporations - 9.52%
- Charitable Organizations - 0.47%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Financial Advisors at Captrust
Boerne, TX
Dayton, OH
New Hyde Park, NY
Sacramento, CA
San Antonio, TX
Lone Tree, CO
Birmingham, AL
Houston, TX
San Antonio, TX
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