Conway Investment Research, LLC

CRD#154659
Investment Advisor Firm

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Overview

Conway Investment Research, LLC is a financial advisor company located in Saint Louis, Missouri. The firm administers $879.1 million in assets throughout seven client accounts, making it one of the larger firms in the nation by assets under management (AUM). The firm has a small group, including 14 financial advisors. Conway Investment Research, LLC does not act as a registered broker-dealer, meaning the advisor cannot buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal investments such as bonds, options and stocks.

Conway Investment Research, LLC manages two of the firm's client assets on a discretionary basis. Discretionary management is a structure in which an investment advisor has the discretion to make transaction choices without requiring the client's consent. The company also administers five non-discretionary accounts totaling $769.2 million in assets. The company oversees an average of $125.6 million for every account. The typical advisor at Conway Investment Research, LLC administers fewer than one client account, placing it among the most individualized advisor firms in the country.

The firm's headquarters is at 165 North Meramec, Saint Louis, Missouri 63105. It is permitted to serve customers in the state of Missouri.

Assets Under Management

$879.1 million

Number of Advisors

14

Disclosures

No

Office Location

165 North Meramec
Saint Louis, MO 63105

Conway Investment Research, LLC by the Numbers

Total Assets Under Management

$879.1 million

National Average: $8.6 billion
Total Number of Employees

20

National Average: 64
Total Number of Accounts

7

National Average: 375,227
Average Account Size

$125.6 million

National Average: $23.0 thousand
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Products and Services

Conway Investment Research, LLC provides a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and publication of newsletters. The firm is engaged in selling products or offering services apart from investment advisory services to its clients.

Core Advisor Services

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    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 46% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 20% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

  • Offered by 3% of firms

    Publication of Periodicals

    This is the publication of various financial education materials.

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    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Financial advisory fees are based on which services the firm provides the client. However, fee types billed by the company likely include the following fee structures: asset-based, fixed or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Conway Investment Research, LLC.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 26% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Offered by 32% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The company caters to pooled investment vehicles. Out of its seven accounts, Conway Investment Research, LLC's biggest client is pooled investment vehicles. Just 3% of the company's accounts are represented by people from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Conway Investment Research, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Conway Investment Research, LLC

Warren Holmes
Saint Louis, MO
Jeremy Bell
Saint Louis, MO
Michael Mileusnic
Saint Louis, MO
Zachary Ackerman
Saint Louis, MO
Thomas Margulis
Saint Louis, MO
Richard Baur
Saint Louis, MO
Roger Brown
Saint Louis, MO

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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