Nisa Investment Advisors, LLC

CRD#107313
Investment Advisor Firm

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Learn more about Nisa Investment Advisors, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Nisa Investment Advisors, LLC is located at 7676 Forsyth Blvd Suite 1100, Saint Louis, MO. The firm employs 194 financial advisors to manage client portfolios and provide financial guidance. Nisa Investment Advisors, LLC is not a registered broker-dealer.

    Nisa Investment Advisors, LLC oversees $306.2 billion in assets under management across 282 accounts, of which 279 are discretionary and 3 are non-discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The firm caters to high net worth investors, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, insurance companies, and corporations. Pension plans are the largest client type by accounts. The fee structure at Nisa Investment Advisors, LLC includes asset-based, fixed, performance-based, and other fees. The firm has 14 high net worth clients.

    Nisa Investment Advisors, LLC is registered in the states of California, Connecticut, Illinois, Missouri, New York, Pennsylvania, Texas, and Wisconsin.

    Assets Under Management

    $306.2 billion

    Number of Advisors

    194

    Disclosures

    No

    Office Location

    7676 Forsyth Blvd Suite 1100
    Saint Louis, MO 63105-4141

    Nisa Investment Advisors, LLC by the Numbers

    Total Assets Under Management

    $306.2 billion

    National Average: $8.6 billion
    Total Number of Employees

    390

    National Average: 64
    Total Number of Accounts

    282

    National Average: 375,227
    Average Account Size

    $1.1 billion

    National Average: $23.0 thousand
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    Fee Structure

    Financial management fees typically depend on the type of financial services offered. Fees billed by Nisa Investment Advisors, LLC most likely consist of some blend of the following fee types: asset-based, fixed, performance-based, or other. The company does participate in a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    The company does business with a broad range of clients. The firm works with high net worth investors, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, insurance companies, corporations, and other. Out of its 8 clients, Nisa Investment Advisors, LLC's biggest client type by number of accounts is pension plans, but it also serves 14 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 in AUM or a net worth of more than $1,50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 4.96%
    • Other Individuals - 0%
    • Corporations - 92.55%
    • Charitable Organizations - 2.48%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Nisa Investment Advisors, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Nisa Investment Advisors, LLC

    Brendan Normile
    Saint Louis, MO
    Thomas Hargis
    Saint Louis, MO
    Dezhi Fu
    Saint Louis, MO
    Michael Vanous
    Saint Louis, MO
    John Slezak
    Saint Louis, MO
    Joda Holloway
    Saint Louis, MO
    Jordan Smith
    Saint Louis, MO
    Wiktor Szrek
    Saint Louis, MO
    Samuel Elmore
    Saint Louis, MO

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