Philip Vongontard, Cfa, LLC
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Overview
Philip Vongontard, Cfa, LLC operates as a financial advisory firm located in Saint Louis, Missouri. The firm manages $246.7 million in assets across 186 customer accounts, placing it in the mid-tier of investment advisory firms in the country by assets under management (AUM). The company has a small team, including 1 financial advisor. Philip Vongontard, Cfa, LLC does not act as a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer company to do so. Securities are tradable fiscal investments like equities, bonds and options.
Philip Vongontard, Cfa, LLC manages most of the company's client assets on a discretionary basis. Discretionary management means that transaction choices for the client's account are made by a portfolio manager without requiring the client's permission. The firm also manages four non-discretionary accounts with a total of $8.0 million in assets under management. Philip Vongontard, Cfa, LLC's typical account size is $1.3 million. The average advisor at Philip Vongontard, Cfa, LLC manages around 186 client accounts.
The firm's headquarters is located at 9909 Clayton Road, Saint Louis, Missouri 63124-1120. The firm is legally permitted to provide services to clients in the state of Missouri.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Philip Vongontard, Cfa, LLC by the Numbers
$246.7 million
1
186
$1.3 million
Fee Structure
Financial management fees depend on the type of financial services offered. However, fees charged by the company typically consist of the following fee structure: asset-based. Philip Vongontard, Cfa, LLC does not supply a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Philip Vongontard, Cfa, LLC caters to retail investors and high net worth investors. Out of its 186 customers, Philip Vongontard, Cfa, LLC's biggest client is high net worth investors, though it also manages money for 34 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 65.38%
- Other Individuals - 34.62%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Philip Vongontard, Cfa, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.