Rockwood Capital Advisors LLC
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Learn more about Rockwood Capital Advisors LLC
Overview
Rockwood Capital Advisors LLC operates as an advisory firm that has its headquarters in Chesterfield, Missouri. It administers $248.8 million in total assets over 15 accounts, making it a mid-tier firm in the country by assets under management (AUM). Rockwood Capital Advisors LLC has a small team, including 5 financial advisors. Rockwood Capital Advisors LLC does not act as a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer firm to do so. Securities are tradable financial investments such as bonds, equities and options.
Rockwood Capital Advisors LLC administers all of the company's client assets on a discretionary basis. Discretionary management signifies that an investment advisor makes transaction choices for the client's account without requiring client approval. The investment advisory firm's average account size is $16.6 million. An average advisor at Rockwood Capital Advisors LLC oversees around three client accounts, making it one of the most personalized firms in the country.
The firm's headquarters is located at 400 Chesterfield Center, Chesterfield, Missouri 63017. The firm is registered to provide services to investors in the state of Missouri.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Rockwood Capital Advisors LLC by the Numbers
$248.8 million
5
15
$16.6 million
Fee Structure
Fees for financial advice usually vary depending on which service is offered. However, fee types billed by the firm most likely include some blend of the following fee structures: asset-based or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Rockwood Capital Advisors LLC.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company caters to pension plans and state or municipal government entities. Out of its 15 customers, Rockwood Capital Advisors LLC's biggest client group by number of accounts is state or municipal government entities. None of the firm's clients are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Rockwood Capital Advisors LLC does not have any disclosures.
Please visit its Form ADV for more details.
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