Mccarthy Capital

CRD#158782
Investment Advisor Firm

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Learn more about Mccarthy Capital

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Mccarthy Capital is a financial advisory firm located in Omaha, Nebraska. The firm has $2.9 billion in assets under management across 10 accounts, placing it among the biggest firms in the United States by assets under management (AUM). The company has a small group, including 25 financial advisors. Mccarthy Capital is not a registered broker-dealer, signifying that the company is not able to buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are tradable financial investments like bonds, options and equities.

    Mccarthy Capital oversees all of the firm's accounts in a discretionary manner. Discretionary management signifies that an investment advisor makes buy and sell choices without requiring the customer's permission. The advisory firm's typical account size is $290.0 million. The average financial advisor at Mccarthy Capital manages fewer than one client account, making it one of the most individualized advisor firms in the country.

    The firm's headquarters is at 1601 Dodge Street, Omaha, Nebraska 68102. The firm is legally registered to serve clients throughout a few states, including Massachusetts and Nebraska.

    Assets Under Management

    $2.9 billion

    Number of Advisors

    25

    Disclosures

    No

    Office Location

    1601 Dodge Street
    Omaha, NE 68102

    Mccarthy Capital by the Numbers

    Total Assets Under Management

    $2.9 billion

    National Average: $8.6 billion
    Total Number of Employees

    29

    National Average: 64
    Total Number of Accounts

    10

    National Average: 375,227
    Average Account Size

    $290.0 million

    National Average: $23.0 thousand
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    Fee Structure

    Financial advisory fees usually are based on which services are offered. However, fee types billed by the company may include any combination of the following fee structures: asset-based, performance-based or other. The firm does not participate in a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Types of Clients

    The company works with pooled investment vehicles. Out of its 10 accounts, Mccarthy Capital's largest client type by number of accounts is pooled investment vehicles. None of its customers are from outside of the U.S.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Mccarthy Capital does not have any disclosures.

    Please visit its Form ADV for more details.

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