Osaic Wealth, Inc
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Overview
Osaic Wealth, Inc is located at 18700 N. Hayden Road, Scottsdale, AZ. The firm employs 4,397 financial advisors to manage client portfolios and provide financial guidance. Osaic Wealth, Inc is a registered broker-dealer.
Osaic Wealth, Inc oversees $94.6 billion in assets under management across 437,201 accounts, of which 397,196 are discretionary and 40,005 are non-discretionary. Over the past year, the firm has provided financial planning services to 8,500 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The firm caters to retail investors, high net worth investors, banking institutions, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, and corporations, with retail investors being the largest client type by accounts. The fee structure at Osaic Wealth, Inc includes asset-based, hourly, and fixed fees. The firm has 19,100 high net worth clients and maintains affiliations with a broker-dealer or securities dealer, trust company, insurance company or agency, and pension consultant.
Osaic Wealth, Inc is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Osaic Wealth, Inc by the Numbers
$94.6 billion
6,838
437,201
$216.3 thousand
Products and Services
Osaic Wealth, Inc provides multiple financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. In the prior financial year, Osaic Wealth, Inc provided financial planning services to 8500 of its clients. The Company is engaged in selling products or offering services different than investment advice to its clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees largely vary depending on the financial services provided. Fees billed by Osaic Wealth, Inc can consist of any combination of the following fee types: asset-based, hourly, or fixed. The company does participate in a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company manages money for a broad range of investors. The company caters to retail investors, high net worth investors, banking institutions, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, and corporations. Out of its 8 clients, Osaic Wealth, Inc's largest client group by number of accounts is retail investors, although it also serves 19100 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of at least $1,50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 6.03%
- Other Individuals - 91.78%
- Corporations - 1.98%
- Charitable Organizations - 0.21%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Osaic Wealth, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Osaic Wealth, Inc
Waterloo, IA
Buffalo, NY
Effingham, IL
Overland Park, KS
Lake Worth, FL
Mc Lean, VA
Fort Wayne, IN
Emporia, KS
Southfield, MI
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The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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