Westchester Capital Management Inc
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Overview
Westchester Capital Management Inc is a financial advisor company based in Omaha, Nebraska. It oversees $427.2 million in total assets across 585 accounts, making it one of the larger financial advisory firms in the nation by assets under management (AUM). The company has a small team, including 3 financial advisors. Westchester Capital Management Inc is not a registered broker-dealer, signifying that the firm cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable financial assets such as bonds, options and equities.
Westchester Capital Management Inc oversees all of the company's client assets on a discretionary basis. Discretionary management means that a portfolio manager has the discretion to make transaction decisions for the client's account without needing to seek client approval. The company's average account size is $730,226. An average financial advisor at Westchester Capital Management Inc oversees about 195 client accounts.
Westchester Capital Management Inc's main office is located at 801 North 96Th St, Omaha, Nebraska 68114-2538. The firm is legally allowed to provide services to clients throughout 6 states, including Arizona, Florida, Iowa, Kansas, Nebraska and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Westchester Capital Management Inc by the Numbers
$427.2 million
8
585
$730.2 thousand
Fee Structure
A financial advisor's fees typically depend on which services are offered. Fees billed by Westchester Capital Management Inc typically consist of the following fee type: asset-based. Westchester Capital Management Inc does not participate in a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm caters to retail investors, high net worth investors, pension plans and corporations. Out of its 585 customers, Westchester Capital Management Inc's largest client by number of accounts is retail investors, though it also caters to 167 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 36.38%
- Other Individuals - 58.61%
- Corporations - 5.01%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Westchester Capital Management Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Westchester Capital Management Inc
Omaha, NE
Omaha, NE
Omaha, NE
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