Compass Rose Private Investment Management
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Overview
Compass Rose Private Investment Management is an advisory firm located in Portsmouth, New Hampshire. The firm oversees $104.0 million in assets throughout 602 customer accounts, placing it in the mid-tier of firms in the nation by assets under management (AUM). The company has a small group, including 4 financial advisors. Compass Rose Private Investment Management does not act as a registered broker-dealer, signifying that the firm cannot buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are defined as tradable financial investments like options, bonds and equities.
Compass Rose Private Investment Management manages most of the company's accounts on a discretionary basis. Discretionary management means that buy and sell judgments are made by a portfolio manager without needing to seek client consent. The company also manages 13 non-discretionary accounts totaling $4.1 million in assets under management. Compass Rose Private Investment Management supervises about $172,808 for every client account. The average advisor at Compass Rose Private Investment Management oversees about 151 client accounts.
The company's headquarters is located at 110 Chapel St., Portsmouth, New Hampshire 3801. The company is legally allowed to serve investors across a few states, including California, Maine, Massachusetts and New Hampshire.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Compass Rose Private Investment Management by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$104.0 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
4
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
602
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$172.8 thousand
Products and Services
Compass Rose Private Investment Management offers a number of services, which can include financial planning services, portfolio management for individuals and small businesses and selection of other advisers. In the past fiscal year, it provided financial planning services to 101-250 of its clients. It is not engaged in selling products or offering services other than investment advice to its investment advisory accounts.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees depend on which services the firm provides the client. Fees charged by Compass Rose Private Investment Management can include some combination of the following fee types: asset-based or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are offered by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm caters to retail investors, high net worth investors, charitable organizations and corporations. Out of its 602 customers, Compass Rose Private Investment Management's largest client group by number of accounts is retail investors, but it also manages money for 26 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 14.44%
- Other Individuals - 84.44%
- Corporations - 0.56%
- Charitable Organizations - 0.56%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Compass Rose Private Investment Management does not have any disclosures.
Please visit its Form ADV for more details.
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