Northwestern Mutual Investment Services,LLC

CRD#2881
Investment Advisor Firm

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Learn more about Northwestern Mutual Investment Services,LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Northwestern Mutual Investment Services, LLC is located at 720 East Wisconsin Avenue, Milwaukee, WI. The firm employs financial advisors to manage client portfolios and provide financial guidance. Northwestern Mutual Investment Services, LLC is a registered broker-dealer.

    Northwestern Mutual Investment Services, LLC offers other services. The firm caters to banking institutions, with banking institutions being the largest client type by accounts. The fee structure at Northwestern Mutual Investment Services, LLC includes fixed and other fees. The firm maintains affiliations with a broker-dealer or securities dealer, banking or thrift institution, trust company, insurance company or agency, and commodity pool advisor.

    Northwestern Mutual Investment Services, LLC is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, and Wisconsin.

    Disclosures

    No

    Office Location

    720 East Wisconsin Avenue
    Milwaukee, WI 53202-4797

    Northwestern Mutual Investment Services,LLC by the Numbers

    Total Number of Employees

    2,537

    National Average: 64
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    Fee Structure

    A financial advisor's fees typically are based on which service is provided. Fees billed by Northwestern Mutual Investment Services,LLC may include any blend of the following fee structures: fixed or other.

    Available

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 69% of firms that offer this fee type

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    The company works with banking institutions. Northwestern Mutual Investment Services,LLC's largest client type by number of accounts is .

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Northwestern Mutual Investment Services,LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Northwestern Mutual Investment Services,LLC

    Alexander Underwood
    Omaha, NE
    Stephanie Watson
    New York, NY
    Benjamin Hershey
    Mechanicsburg, PA
    Spencer Croft
    Reston, VA
    Ronald Coulson
    Leawood, KS
    Reem Rawashdeh
    Omaha, NE
    Drew Snodgrass
    Springfield, IL
    William Vincent
    Peachtree Corners, GA
    Jennifer Gittens
    Onalaska, WI

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    The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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