South Harbor Management LLC
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Learn more about South Harbor Management LLC
South Harbor Management LLC operates as a financial advisory company that has its headquarters in Portsmouth, New Hampshire. It handles $141.5 million in assets under management over one client account, making it a mid-tier financial advisory firm in the country by assets under management (AUM). The company has a small team, including 1 financial advisor. South Harbor Management LLC is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal assets like stocks, bonds and options.
South Harbor Management LLC manages all of the company's client assets on a discretionary basis. Discretionary management means that transaction choices are made by an investment advisor without needing client permission. The investment advisory firm supervises about $141.5 million for each account. An average financial advisor at South Harbor Management LLC manages about one client account, placing it among the most personalized advisor firms in the country.
South Harbor Management LLC's main office is at 36 Maplewood Avenue, Portsmouth, New Hampshire 3801.
Assets Under Management
Number of Advisors
South Harbor Management LLC by the Numbers
Financial advisory fees largely depend on which services the firm provides the client. Fee types charged by the firm likely include some blend of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Offered by 69% of firms
Percentage of AssetsShow Explanation
This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.
Offered by 26% of firms
Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.
Find one of the 21% of firms that offer this fee type
Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.
Find one of the 1% of firms that offer this fee type
Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.
Find one of the 0% of firms that offer this fee type
Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.
Find one of the 32% of firms that offer this fee type
Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.
Find one of the 10% of firms that offer this fee type
Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.
Types of Clients
The company provides services to pooled investment vehicles. South Harbor Management LLC's largest client is pooled investment vehicles. None of its clients are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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South Harbor Management LLC does not have any disclosures.
Please visit its Form ADV for more details.
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