Comprehensive Capital Management, Inc
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Overview
Comprehensive Capital Management, Inc operates as a financial advisor company that has its headquarters in Rockaway, New Jersey. The firm administers $40.5 million in total assets throughout 647 accounts. The firm has a small team, including 11 financial advisors. Comprehensive Capital Management, Inc is not a registered broker-dealer, meaning it is not able to buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer firm to do so. Securities are tradable financial assets like options, bonds and stocks.
Comprehensive Capital Management, Inc administers all of its client assets in a discretionary manner. Discretionary management signifies that a portfolio manager makes buy and sell choices without needing the client's permission. Comprehensive Capital Management, Inc's typical account size is $62,558. An average advisor at Comprehensive Capital Management, Inc administers about 59 client accounts, placing it towards the middle in terms of personalization.
The firm's main office is located at 100 Enterprise Drive, Suite 504, Rockaway, New Jersey 7866. The firm is allowed to serve investors across 15 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Comprehensive Capital Management, Inc by the Numbers
$40.5 million
12
647
$62.6 thousand
Products and Services
Comprehensive Capital Management, Inc provides a variety of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and market timing services. In the past financial year, the company provided 1-10 of its customers with financial planning services. The company is not involved in selling products or offering services aside from investment advisory services to its investment advisory customers. Comprehensive Capital Management, Inc is also affiliated with a number of other companies in the financial services industry, including with a broker-dealer or securities dealer and insurance company or agency.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Offered by 0% of firms
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
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Find a firm that offers this service
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees depend on the type of financial services provided. However, fees charged by the company can be comprised of the following fee types: asset-based, hourly or fixed. The firm does not supply a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
It works with retail investors. Out of its 647 clients, Comprehensive Capital Management, Inc's largest client type by number of accounts is retail investors. None of its customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 100%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Comprehensive Capital Management, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Comprehensive Capital Management, Inc
Lynbrook, NY
Rockaway, NJ
Rockaway, NJ
Rockaway, NJ
Douglas Manor, NY
Boca Raton, FL
New York, NY
Rockaway, NJ
Rockaway, NJ
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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