Delta Financial Group, Inc
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Overview
Delta Financial Group, Inc is located at 37 Stonehouse Road, Basking Ridge, NJ. The firm employs 4 financial advisors to manage client portfolios and provide financial guidance. Delta Financial Group, Inc is not a registered broker-dealer.
Delta Financial Group, Inc oversees $1.2 billion in assets under management across 3,256 accounts, of which 3,077 are discretionary and 179 are non-discretionary. Over the past year, the firm has provided financial planning services to between 251 and 500 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, and portfolio management for institutional clients. The firm caters to retail investors, high net worth investors, pension plans, charitable organizations, and corporations, with retail investors being the largest client type by accounts. The fee structure at Delta Financial Group, Inc includes asset-based, hourly, and fixed fees. The firm has 322 high net worth clients.
Delta Financial Group, Inc is registered in the states of Alaska, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Louisiana, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Vermont, Virginia, and Washington.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Delta Financial Group, Inc by the Numbers
$1.2 billion
10
3,256
$367.8 thousand
Products and Services
Delta Financial Group, Inc offers a variety of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, and portfolio management for institutional clients. In the past financial year, Delta Financial Group, Inc provided 251-500 of its accounts with financial planning services. The Firm does not sell products or offer services apart from investment advisory services to its investment advisory customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees largely depend on the services provided. Fees billed by Delta Financial Group, Inc may include any combination of the following fee types: asset-based, hourly, or fixed.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm does business with a broad range of investors. It caters to retail investors, high net worth investors, pension plans, charitable organizations, and corporations. Out of its 5 clients, Delta Financial Group, Inc's biggest client group by number of accounts is high net worth investors, but it also caters to 322 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 in AUM or a net worth of more than $1,50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 29.46%
- Other Individuals - 68.8%
- Corporations - 1.56%
- Charitable Organizations - 0.18%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Delta Financial Group, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Delta Financial Group, Inc
Basking Ridge, NJ
Basking Ridge, NJ
Basking Ridge, NJ
Basking Ridge, NJ
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The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.