Excel Capital Management Corp
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Overview
Excel Capital Management Corp operates as a financial advisor company located in Warren, New Jersey. It has $121.2 million in assets under management across 155 accounts, placing it in the mid-tier of financial advisory firms in the United States by assets under management (AUM). The company has a small group, including 2 financial advisors. Excel Capital Management Corp does not act as a registered broker-dealer, meaning the company is not able to buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer company to do so. Securities are exchangable financial investments such as bonds, equities and options.
Excel Capital Management Corp oversees all of the firm's accounts in a discretionary manner. Discretionary management is a structure in which transaction decisions are made by an investment advisor without needing client approval. The company supervises an average of $782,153 in assets for each customer account. An average advisor at Excel Capital Management Corp manages around 78 client accounts.
Excel Capital Management Corp's headquarters is at 12 Stratford Court, Warren, New Jersey 7059. It is permitted to serve customers across 3 states, including Florida, New Jersey and Ohio.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Excel Capital Management Corp by the Numbers
$121.2 million
2
155
$782.2 thousand
Fee Structure
Fees for financial advisory services typically are based on which services the firm provides the client. Fees billed by the company typically consist of the following fee type: asset-based. Excel Capital Management Corp does not provide a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Excel Capital Management Corp caters to high net worth investors and pension plans. Out of its 155 customers, Excel Capital Management Corp's biggest client group is high net worth investors, although it also serves 53 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts reside abroad.
- High-Net-Worth Individuals* - 84.13%
- Other Individuals - 0%
- Corporations - 15.87%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Excel Capital Management Corp does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Excel Capital Management Corp
Warren, NJ
Warren, NJ
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