Four Wood Capital Advisors

CRD#165047
Investment Advisor Firm

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Learn more about Four Wood Capital Advisors

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • Office Locations

    • Overview

    Four Wood Capital Advisors is an advisory company located in Montclair, New Jersey. The firm controls $125.0 million in total assets across three customer accounts, making it a mid-tier investment advisory firm in the nation by assets under management (AUM). The company has a small team, including 0 financial advisor. Four Wood Capital Advisors does not act as a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial assets such as options, bonds and stocks.

    Four Wood Capital Advisors administers none of the firm's client assets in a discretionary manner. Discretionary management signifies that transaction choices are made by an investment advisor without requiring the client's consent. The company also oversees three non-discretionary accounts with a total of $125.0 million in assets under management. The advisory firm supervises roughly $41.7 million for each customer account.

    The company's main office is at 33 Plymouth Street, Montclair, New Jersey 7042.

    Assets Under Management

    $125.0 million

    Disclosures

    No

    Office Location

    33 Plymouth Street
    Montclair, NJ 07042

    Four Wood Capital Advisors by the Numbers

    Total Assets Under Management

    $125.0 million

    National Average: $8.6 billion
    Total Number of Employees

    1

    National Average: 64
    Total Number of Accounts

    3

    National Average: 375,227
    Average Account Size

    $41.7 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees charged by financial advisors largely are based on the type of services provided. Fees charged by Four Wood Capital Advisors typically consist of the following fee structure: asset-based. Four Wood Capital Advisors does not supply a wrap fee program, in which the company offers a bundle of services for a single fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    The company caters to investment companies and other investment advisers. Out of its three accounts, Four Wood Capital Advisors's largest client by number of accounts is other investment advisers. None of the firm's accounts are represented by people from outside of the U.S.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Four Wood Capital Advisors does not have any disclosures.

    Please visit its Form ADV for more details.

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