Integrated Wealth Concepts LLC

CRD#284656
Investment Advisor Firm

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Learn more about Integrated Wealth Concepts LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Integrated Wealth Concepts LLC is located at 200 5th Avenue, Waltham, MA. The firm employs 423 financial advisors to manage client portfolios and provide financial guidance. Integrated Wealth Concepts LLC is not a registered broker-dealer.

    Integrated Wealth Concepts LLC oversees $12.4 billion in assets under management across 44,485 accounts, all of which are discretionary. Over the past year, the firm has provided financial planning services to 1,000 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. The firm caters to retail investors, high net worth investors, pension plans, charitable organizations, and corporations, with retail investors being the largest client type by accounts. The fee structure at Integrated Wealth Concepts LLC includes asset-based, hourly, and fixed fees. The firm has 19,544 high net worth clients.

    Integrated Wealth Concepts LLC is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

    Assets Under Management

    $12.4 billion

    Number of Advisors

    423

    Disclosures

    No

    Office Location

    200 5Th Avenue
    Waltham, MA 02451

    Integrated Wealth Concepts LLC by the Numbers

    Total Assets Under Management

    $12.4 billion

    National Average: $8.6 billion
    Total Number of Employees

    424

    National Average: 64
    Total Number of Accounts

    44,485

    National Average: 375,227
    Average Account Size

    $278.6 thousand

    National Average: $23.0 thousand
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    Products and Services

    Integrated Wealth Concepts LLC offers a variety of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. In the prior financial year, Integrated Wealth Concepts LLC provided financial planning services to 1000 of its customers. It is not involved in selling products or offering services apart from investment advisory services to its investment advisory accounts.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Find a firm that offers this service

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Find a firm that offers this service

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    A financial advisor's fees usually depend on which services are offered. Fees billed by Integrated Wealth Concepts LLC can consist of any blend of the following fee types: asset-based, hourly, or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are provided by Integrated Wealth Concepts LLC.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company manages money for a broad range of investors. The company provides services to retail investors, high net worth investors, pension plans, charitable organizations, and corporations. Out of its 5 clients, Integrated Wealth Concepts LLC's largest client type by number of accounts is high net worth investors, though it also caters to 19544 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of more than $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 43.93%
    • Other Individuals - 54.26%
    • Corporations - 1.67%
    • Charitable Organizations - 0.14%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Integrated Wealth Concepts LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Integrated Wealth Concepts LLC

    Marco Moretti
    Cranston, RI
    Colby Dobrusin
    Waltham, MA
    Ann Swartz
    Rockland, MA
    Susan Ahern-Wiercinski
    Waltham, MA
    Eric Daniel
    Gig Harbor, WA
    Hunter Rich
    Saint Joseph, MO
    Mark Paquin
    Waltham, MA
    Matthew Neville
    Rockland, MA
    Garrett Hall
    Naperville, IL

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